Dr Carla Thackrah
doctoral research & thesis
music, sound & video portraits
ANNOTATED BIBLIOGRAPHY
MUSIC:
So much of the literature focused on music/sound comes from a psychological perspective. This is understandable given the intangibility of music as an artform compared to the other high arts of painting, sculpture and even film which can visually re-present space and the objects within it. For sound, all tangible objects are reduced to imagination alone. Instead, the 'art' of music has more often been studied as measurements - acoustic vibrations, ratios, structures and sequences.
As Langer says
"...however recalcitrant painting or poetry may be to scientific treatment, music at least could be comprehended and handled under relatively simple natural laws which might then extend one's understanding, through analogy, to less abstract and less transparent arts. Again and again, attempts have been made to explain musical invention by the physical complexity of tones themselves, and find the laws and limits of composition on a basis of ratios or mathematical sequences to be exemplified." (p105)
Studies focused on the psychology of music have proliferated in the last 40 years since the early 1980s, looking at the cognitive, behavioural, emotional and social affects of music and how it can shape our identities through education. These studies come from a psychometric, neuroscientific basis.
While I will include some of the more relevant work in this area, I will, in my research, be coming from the assumption as this work has shown, that sound/music is able to convey meaning and emotion and as such, is a relevant and effective tool to use on the digital canvas to portray a subject. More than that, music/sound is able to add an extra dimension to a portrait that I will continue to expose as the research continues. (the ineffible, the unconsumated symbol, the 5th dimension!)
(Attali, 2004) Noise and Politics
"Listening to music is listening to all noise, realizing that its appropriation and control is a reflection of power, that it is essentially political." 7
"Everywhere codes analyze, mark, restrain, train, repress, and channel the primitive sounds of language, of the body, of tools, of objects, of the relations to self and others. All music, any organization of sounds is then a tool for the creation or consoli- dation of a community, of a totality. lt is what links a power center to its subjects, and thus, more generally, it is an attribute of power in all of its forms." 7
"Music and the musician essentially become either objects of consumption like everything else, recuperators of subversion, or meaningless noise.... What is called music today is all too often only a disguise for the monologue of power. " 8
Bordwell, D. (1980). The Musical Analogy. Yale French Studies, Cinema/Sound(60), 141–156. Retrieved from http://www.jstor.org/stable/2930009
Bordwell explains the tendency for avant-garde filmmakers to draw analogies between film and music. he feels its an attempt to distance cinema from the conception that it is an 'art of the real' and move it closer to high art. Calling a film 'visual music' in some way justifies its existence under a new aesthetic. He quotes early films that were considered 'music for the eye' Schoenberg's Die Gluckliche Hand and Diagonal Symphony, Finschinger's optical poem, Allegretto, Toccata and Fugue etc. Wagner was the first to create a synthesis of music and all the elements that made up his operas. Eisenstein, in his later writings admired Wagner for his synthesis.
"What most attracted me in Wagner," he explained while staging Die Walkiire in 1940, "were his opinions on synthetic spectacle . . . Men, music, light, landscape, color, and motion brought into one integral whole by a single piercing emotion, by a single theme and idea-this is the aim of modem cinematography." (4Sergei Eisenstein, "The Embodiment of a Myth," Film Essays and a Lecture, ed. Jay Leyda (New York, 1970), p. 85
Eisenstein aimed to do just the same thing to create a audiovisual totality. (In his earlier writings (Film Form) however, he wished to create a counterpoint and set a a dialectic not an organic whole with sound and film.)
Bordwell then talks at length about Noel Burch who in 1967 proposed a theory of film based on atonal music. In tonal music, structure and unity is based on tonality...a horizontal unfolding, expectation of cadencial closures giving shape to music and film. Burch believes that the film form for this music is heirachical - with horizontal narrative line and action dominating. Like tonality, the narrative on the screen dominates via perspective "zero-degree point of cinematic style" (Noel Burch, Theory of Film Practice, tr. Helen R. Lane (New York, 1973), p. XiX.
One effect of using a-tonal music is to break the temporality. Also to give all elements of the music equal dominance; they become a pattern of geometrical figures in sound. They become spatial rather than temporal. Hence the narrative flow is broken in the film just as the tonality is broken in serial music and the represented content becomes only one element in the film. The form becomes open with many alternatives to unify.
This aligns with Stockhausen's 'points' or 'moments' "existing for themselves and in complete freedom and formulated individually and in considerable isolation from each other. " (Quoted in Karl H. Worner, Stockhausen: Life and Work (Berkeley, 1976), 81)
(Christoph Cox, 2011) Beyond Representation and Signification: Toward a Sonic Materialism
Representation
Musical/sound has always been recognized to be a peculiarly non-representational art, lacking the two-tiered structure of reference characteristic of words and images; it is not a signifier; it dies not stand in for another thing; it does not convey explicit semantic meaning. As well, unlike images and text, it is immersive - we cannot 'shut our ears' - the sound surrounds us and passes through our bodies. For this reason, music/sound has long eluded analysis in terms of representation and signification and, as a result, has been considered to be purely formal and abstract.
Susanne Langer, sees music as the 'ideal'; the 'absolute'; the one that offers us 'significant form' the un-representational (as opposed to the visual arts and portraiture in particular, which are highly representational) 'unconsummated symbol' that Langer describes. MORE XXX
Cox explains that historically, music’s non-representational status has led it to be construed in two distinct ways. The composer and theorist R. Murray Schafer (1994[1977]: 6) traces these to the two Greek myths concerning the origin of music. Thus, Descartes (1961[1618]) could write of music that ‘its aim is to please and to arouse various emotions in us’ (p. 11) while Leibniz (1989[1714]) could claim that the beauty of music ‘consists only in the harmonies of numbers and in a calculation that we are not aware of, but which the soul nevertheless carries out’ (p. 212).; one myth celebrated music as a "subjective eruption of pure emotion" and the other saw it as an "objective representation "of the sonic properties of the universe." (149)
"Thus, Descartes (1961[1618] Compendium of Music, trans. W. Robert. Middleton, WI: American Institute of Musicology) could write of music that ‘its aim is to please and to arouse various emotions in us’ (p. 11) while Leibniz (1989[1714] Leibniz, G.W. (1989[1714]) ‘Principles of Nature and Grace, Based on Reason’, in R. Ariew and D. Garber (eds) Philosophical Essays. Indianapolis: Hackett.) could claim that the beauty of music ‘consists only in the harmonies of numbers and in a calculation that we are not aware of, but which the soul nevertheless carries out’ (p. 212).
Cage and Stockhausen bear this out, with this era of music deliberately rejecting the emotions of the high romantic music that went before. Cage often used number series and throws of die to write his music, Stockhausen often used the Fibonacci series in his early works. Evidence of divine proportions of which the Masons were amiliar can also be found in Mozart who was himself a Mason. (Evans, B. 1993. “Number as Form and Content: A Com- posers Path of Inquiry.” In M. Emmer, ed. The Visual Mind. Cambridge, Massachusetts: MIT Press)
As Stravisky said
"music means nothing outside itself" (1956 The Poetics of Music in the Form of Six Lessons. New York: Vintage Books)
This was the primary focus of modernism and the high visual arts aesthetics maintained that the purest of the art forms and the one to which all other arts should take their model, was music (See langer, Eisenstein) Some artists took this literally. Kandinsky for instance
" A painter . . . in his longing to express his inner life cannot but envy the ease with which music, the most non-material of the arts today, achieves this end. He naturally seeks to apply the methods of music to his own art." (1914. Concerning the Spiritual in Art. New York: Dover.)
The one-point perspective of tonality that matches the Cartesian mode of thinking about truth and reality 'out there' and objects that can be represented by the significant form.
(FN: It should be noted that music, while not representational itself, can however be represented in the form of its score. This in itself marks it as a remove from the visual arts which have no equivalent apart from perhaps, the study drawn before a major work is undertaken.)
However for the past few decades, post structuralism has begun to undermine this thinking. Semiotics, post structuralism, psychoanalysis and deconstruction has rejected the naive idea that images and signs can represent or signify some reality in a pre-existing world out there; they reject a world that manifests fixed concepts and materials to which these signs and images refer.
It was also the proliferation of digital recording, in cohort with post structural thinking, that moved music theorising away from the modernism that went before.
Cox says
The invention of the phonograph challenged musical notation as a recording apparatus, replacing the mute, static score with a form of recording that restored the aurality and temporality of sound. It captured not an idealized visual representation but actual musical performances" (154)
I disagree with Cox's statement. The recording did capture a representation - a representation of a performance. In this way it is not so dissimilar to a painting which captures a representation of a performance of a sitter posing. I'm reminded of CPE Bach's 28 musical portraits of friends created between 1754 and 1757 and revealed to me when I read Walden's article. Bach believed that music could portray portraits analogous to painting and, to my thinking, he was correct - with the caveat if recording had been available at that time. If it had been, his musical portraits would have differed with the painted portrait only in the different representational ability of the two media; a painting can capture a good embodied likeness, music can capture some other, less tangible likeness.
In music, beginning with the Futurists and later Pierre Schaffer, John Cage begin to see music not in terms of a 'significant form' but rather as discreet sounds separate from their objects and separate from the cultural understanding of tonality; as a material substance external to signification and representation and discursivity. As Pierre Schaffer calls it, the "sonorous object", which has a existence distinct from both its source and the listener. The sonorous object, is not the instrument that produces it, not the medium in which it exists, and not the mind of the listener. Sounds are ontological particulars and individuals rather than qualities of objects or subjects. And this is why works of musique concrète are not re-presentations of objects in the world or of worldly sounds, but presentations of the sonorous object itself. (quoted in Cox p156)
For Christoph Cox, this creates a problem.
He believes sound has been neglected because the theoretical models have been developed to account for textural and visual arts and so are inadequate for music.
He quotes Kim-Cohen's 'In the Blink of an Ear" who attributes this new reframing of sound as being purely material as being the reason for this
"The suggestion of an unadulterated, untainted purity of experience prior to linguistic capture seeks a return to a never-present, Romanticized, pre- Enlightenment darkness ... if some stimuli actually convey an experiential effect that precedes linguistic processing, what are we to do with such experiences? ... If there is such a strata of experience, we must accept it mutely. It finds no voice in thought or discourse. Since there is nothing we can do with it, it seems wise to put it aside and concern ourselves with that of which we can speak." (p. 112)
Kim-Cohen goes on to say that because sound does not fall into the realm of discursive and representation therefore no adequate means has been found to theorise it. Cox goes on to suggest that a new type of theoretical analysis should be devised, - not one that is suitable solely to the materiality of sound but rather one that can incorporate both sound and the other arts. He maintains that contemporary cultural theory as it exists now is not thorough enough and instead we need
" A rigorous critique of representation (that) would altogether eliminate the dual planes of culture/nature, human/non-human, sign/world, text/matter" (148)
He goes on to explain another way of viewing sound. He says we can experience a sound without experiencing its source, and the source without the sound. So while sources generate or cause sounds, sounds are not bound to their sources as properties. Sounds, then, are distinct individuals or particulars like objects.
This is precisely what – albeit in the idealist language of phenomenology – Pierre Schaeffer (2004[1966 ‘Acousmatics’, in C. Cox and D. Warner (eds) Audio Culture: Readings in Modern Music, pp. 76–81. New York: Continuum) aimed to show in his analysis of the objet sonore, the sonorous object, which, he maintained, has a peculiar existence distinct from both its source and the listening subject. The sonorous object, Schaeffer insisted, is not the instrument that produces it, not the medium in or on which it exists, and not the mind of the listener. Sounds are ontological particulars and individuals rather than qualities of objects or subjects. And this is why works of musique concrète are not representations – of objects in the world or of worldly sounds – but presentations of sonorous objects.
Cox concludes that
"If sounds are particulars or individuals, then, they are so not as static objects but as temporal events." (156)
"This materialist theory of sound, then, suggests a way of rethinking the arts in general. Sound is not a world apart, a unique domain of non-signification and non-representation. Rather, sound and the sonic arts are firmly rooted in the material world and the powers, forces, intensities, and becomings of which it is composed... On the materialist account I have outlined here, sound is thoroughly immanent, differential, and ever in flux. Indeed, thinking about sound in this way provokes us to conceive difference beyond the domain of ‘culture’, signification, and representation, and to see these as particular manifestations of a broader differential field: the field of nature and matter themselves " (157)
(C. Cox, 2005) Lost in Translation
"As film theorist Christian Metz pointed out, our syntax and entrenched sensual hierachy hold us in thrall to a metaphysics according to which sight and touch signify being and presence, while sound-spatially vague, materially elusive, and temporally ephemeral-signifies absence and can only have the status of a secondary "attribute" in relation to a primary visual and tactile "substance". (Christian Metz, "Aural Objects," in Film Sound: Theory and Practice, eds. Elisabeth Weis and John Belton (New York: Columbia University Press, 1985), 154-61)
(Davies, 2011) Musical Understandings and Other Essays on the Philosophy of Music
Music, even pure music or music alone (Kivy) that is, music without text, voice, written text or title, is without doubt characterised as the most expressive of emotions of all the arts. How is it possible given it does not represent or have explicit semantic content?
Davies argues for the position he calls 'appearance emotionalism" (p7) which corresponds with Cooks claim that music offers the 'appearance' of emotions much like a man can 'appear' sad. (Cook, 1998) The music does not contain the emotions, nor does it necessarily create emotions (though it can at times) but rather it is music's resemblance to the
"temporally unfolding dynamic structure and configurations of human behaviour associated with the expression of emotion ... it is expressive because we experience it as possessing a dynamic character relating it to humanly expressive behaviour" (p10)
and it is deliberately created to have those attributes. We, as listeners, then tend to resonate or mirror the emotional tenor of the music (p47)
He claims, and I might as well quote him as many others including music psychologists, that
"music is capable of expressing a fairly limited number of emotional types, but that it can express these objectively, so that suitable skilled and situated listeners agree highly in attributing them to music." (p11)
"The relationship between parts of a musical work are relationships of implication that should not be conflated with the linguistic or semiological notions of reference, denotation or signification" (Davies, 1994, 2011)( p73)
Davies mounts an argument against Raffman's idea of ineffability. He claims that raffman makes no distinction between a Beethoven Symphony or breaking glass and an advertising jingle or a Rembrandt and wallpaper when she talks of the sensory perception of nuances as being ineffable. But by my reading she does draw a distinction by pointing out that music is structurally equal to language and hence
"...since music (more than the other nonlinguistic arts) is kin to language in certain important respects, an expressivist conception might account in part for the impulse to tell what we know of a musical work... " (p41)
Davies, S. (1994). Musical Meaning and Expression. Ithaca & London: Cornell University Press
A book about meaning in music; his contention is that "music can and should be understood to be appreciated and that it is created to be so" (pg ix) He contends that music is NOT as meaningful as linguistic utterances/language. Music does not assert or describe, nor does it represent or depict. He talks through many philosophical discussions and decides music fails to be analogous; unlike paintings music is not a depictive art form. Yes, we can imagine a form, object or emotion, especially is the music is programmatic, but it is not inherent in the work itself to be depictive. He discusses Kivy, Goodman,N; Robinson, J; Scruton, R; Walton, KL; Langer, S; Pratt, CC;
In representational paintings most people would agree about what is represented without knowing the title but music cannot do this - it is entirely open to the listeners interpretation. However we can still understand the music - it is satisfying.
Music can 'express' but it can't 'depict'. Musical expression is a type of depiction because it is so immediate - in the same way we can see a subject in a painting when the subject is not actually there in reality. They are both 'make-believe'.
Titles are important to a full understanding of music even though the work is satisfying without knowing the title.
He talks of art hybrids - where the elements (image, text, music) stand alone or need each other, or one dominates. Music becomes representational when it is paired with an image or text that is representational only because the other element is representational. Music alone is not representational without the wider context.
Music and image perform a different function:
Music expresses emotion
Images don't refer to feeling but use symbols to convey meaning.
Music can directly convey emotion (scientific tests), not by symbols. (Susanne Langer contends the opposite - that music expresses via symbols of the conceptions of emotions. Goodman contends it expresses by metaphor)
Davies says it expresses by constitution or causality.
Summary: Davies says music cannot be compared to language with respect to meaning; it is not a symbol aimed at denotation; it is not depictive like painting; it is not expressing the emotions of the composer; its power is not in the ability to move the listener; because all these ideas fall outside the boundaries of the music itself - as something "referred to; denoted, symbolised, depicted, vented or aroused" (p201)
Rather he sees the emotion to be located internally - as intrinsic - as a property of the work.(this is borne out by the scientific studies that show the speed of a N400 response that doesn't allow for the concept to be made linguistic or for cognition and also non-recognisable sounds elicit a similar N400 response) He sees expression in music to be similar to appearance. Much like a dog looks sad, so too does music sound sad. "These expressive appearances are not emotions that are felt, take objects, involve desires or beliefs, They are not occurrent emotions at all. They are emergent properties of the things to which they are attributed" (p228)
Western music is spatial. "high, low, up keyboard' volume, dynamic, full, etc." Musical movement is virtual - it moves but doesn't go anywhere. (Langer) It provides an essence of motion - an essence of space. Time is spatial - a flow of time, a passage of time, it unfolds, things happen in due course. Music is an art of temporal process" (p235) Musical movement happens in time not space. It is held together by tension and release of tonality. Atonal music could be seen as random, chaotic movement (but scientific studies show it still holds meaning)
"Emotions are heard in music as belonging to it just as appearances of emotions or moods have the characteristic gait, bearing, deportment of our fellow human beings and other creatures" (p239) It is a property of music itself. Hearing expressiveness in music is like seeing it in a St Bernard's face (Kivy)
(Evans, 2005) Foundations of Visual Music
This article outlines some of the history of visual music in particular the congruences between image and sound.
The concept of absolute music can be constructed from Igor Stravinsky’s statement, “Music means nothing outside itself” (Stravinsky 1956).
A musical work desires to create a sonic pattern of "significant form" to create an aesthetic response in the listener. (Langer) This was a primary focus of modernism.
In the 20th century, visual artists sought to express abstract design; that is significant form in visual space. They began to consider seriously their work in a musical way, and the abstract form of the work was the content. (Langer)
Kandinsky, considered by many to be the father of abstract painting, said:
"A painter . . . in his longing to express his inner life cannot but envy the ease with which music, the most non-material of the arts today, achieves this end. He naturally seeks to apply the methods of music to his own art"
As well, Eisenstein strove to develop a system of film montage, in the model of music using such terms as Rhythmic montage, tonal montage, counterpoint, etc...
Cage and Stockhausen, deliberately rejected the emotions of the high romantic music that went before. Cage often used number series and throws of die to write his music, Stockhausen often used the Fibonacci series in his early works. Evidence of divine proportions of which the Masons were amiliar can also be found in Mozart who was himself a Mason. (Evans, B. 1993. “Number as Form and Content: A Com- posers Path of Inquiry.” In M. Emmer, ed. The Visual Mind. Cambridge, Massachusetts: MIT Press)
He goes on to talk about early visual music - Ken Burns, John Whitney, Norman McClaren, Oscar Fischinger
He goes on to talk about Eisenstein.
Folkestad, G (2012) Digital Tools and Discourse in Music: The Ecology of Composition. in Musical Imaginations. Hargreaves, D. Miell, D. MacDonald, R (eds) Oxford NewYork: Oxford University Press
Folkestad has coined the phrase "the personal inner musical library" - a phrase I like because it points to the idea that we all, as individuals, hold within their mind and body, a multitude of past musical experiences that are present and accessible even when they aren't not explicitly in focus. he uses it in relation to the inner library that a composer may draw on to enrich their creativity and imagination, but by inference, we all, even non-musicians - hold within themselves their inner musical library the 'soundtrack of their life' that can be accessed and used in a portrait.
Hargreaves, D, Meill, D & MacDonald, R. A. R. (2002). What are musical Identities and why are they Important? in Musical Imaginations. Hargreaves, D. Miell, D. MacDonald, R (eds) Oxford NewYork: Oxford University Press
Collection of essays on the importance music plays in forming our contemporary identities. There has been an explosion of interest in the psychology of musical thinking, behaviour and development since the 1980s. They have an overlap with the disciplines of cognitive science, computing, sociology, medicine, neuroscience. Prior to this the studies tended to fall into the psychometric and acoustic areas with some well known texts being Seashores work in 1938 and later Lundin (1967), Shuter-Dyson & Gabriel ( 1968 & 1981)
Susanne Langer comments on the artificial and narrow perspective these studies on music offered in her seminal work on music and art in 195x) Both John Davies (1978) and Diana Deutsch (1982), changed the course of the study of music toward cognitive psychology and this tradition continues into the present day. I will talk briefly about the work as it pertains to my interest however my overall criticism is that this work is still narrowly focused on the minutae of musical experience and its artificial measurement in laboratory settings bears no relation to the context in which I am exploring the ability of music to be a satisfying 'sound brush' directed by the portrait artist's hand. None the less, as it will emerge, there are some interesting findings in the more recent research.
These authors believe while the areas of cognitive and emotional aspects of music psychology have been well studied, the social aspects and in particular the role music plays in forming and developing an individual's sense of identity has been neglected.
They talk through the development of psychological identity theory (p9) (different to what I deal with in art) in particular the more recent ideas that consider the identity, rather than being a coherant, self contained and pervasive, is instead in constant flux of construction and re-conctruction determined by our social interactions particularly via language. This idea is well expressed by Bahktin (M Bahktin 1981 Discourse in the Novel. in The Dialogic Imagination Holquist, M (ed) Emerson, C & Holquist, M (Trans)Austin TX: University of Texas Press)
"I am conscious of myself and become myself only while revealing myself for another, through another, and with the help of another... every internal experience ends up on the boundary ... 'To be' means to communicate ... 'To be' means to be for the other; and through him, for oneself. Man has no internal sovereign territory; he is all and always on the boundary" (p287) (p10 in Hargreaves)
Hargreaves goes on to say music is capable of forming identities in the same way as language. Something I don't agree with, none the less, music is in that intermediate place between sensory experience and language - it has a structure even though it has no signs with specific referents, hence it has some power in marking and moving identity.
Hargreaves, D. J. Hargreaves, J. J & North, A. C (2012) Imagination and creativity in music listening. in Musical Imaginations. Hargreaves, D. Miell, D. MacDonald, R (eds) Oxford NewYork: Oxford University Press
Studies by these guys and Sloboda, O'Neill & Ivaldi (2000) show that today's adults typically experience music in one way or another for 40% of their waking lives and another study by Lamont (2006) concluded that children experience it for 80% of their wakeful hours; via multimedia devices in their toys as well as the more obvious devices. Their studies have located different ways people engage in music that amount to a "network of associations" or their "inner musical libraries" and as a consequence, "people's musical identities are determined and influenced by these networks which are based on their accumulated lifetimes experience of different music, all of which are further associated with socially and culturally-situated experience" (p170)
In other words, music plays a part in continually constructing a person's identity throughout their lives and as their musical experience changes, so to, it could be expected, their sense of identity will also fluctuate.
(Jackendoff, 1977) The Unanswered Question
see article in virtual music. Look at this for discussion of atonality rather than tonality as a basis for the grammatical structure.
This article added directly to Lit Review.
(Kim-Cohen, 2009) In The Blink of an Ear
Kim-Cohen discusses McLuhan and Kittler and Schaeffer the silence of academics in the realm of sound art and the reasons.
"It is impossible to say precisely when and where the expansion of music began. Satie’s furniture music? Russolo’s intonarumori? Cage’s 4' 33Max Neuhaus’s Listen, first presented in 1966, is certainly an expansion of Cage’s already expanded notion that all sounds can be music." (KC p108)
He sees that sound artists themselves have developed a theory, separate from post structuralism of Derrida, that see sound as essentially nature; sound is seen as a direct encounter with waves created by sounding objects, an actual vibration of the body. This model allows sound to escape the dialectic of the visual that places images and words into the realm of the unreal, the signifier that has no thing-in-itself to signify. Because Schaefer's sonorous object can be pure sound that precedes any aural experience of it as a signal that holds meaning.
McLuhan's ideas - pure material - closer to the essential than sight - McLuhan and others see the visual as corrupted by its privileged position in alienated society - Sound recordings, then, are instances of encounters with real phenomena. (p92-)
Then Kittler sees the same, but from the technological perspective, that it is pure binary code (see Kittler review) that is neutral and uncorrupted. The real, says Kittler, in order to reach us, must pass through “the bottleneck of the signifer.” In so doing, it is compressed, reduced, quite likely shorn of its most substantive fleece.
But I say, why are sound recordings any different to film recordings? I understand the difference and it seems to come down to the two dimensionality of the captured film which can only ever be a copy, and the lack of dimensionality of the sound recording which matches the original. For me, this is not enough of a distinguishing feature to mark it within a different realm to film. The sound literally has to pass through the 'bottleneck of the signifier" and are literally compressed. Still they pass through the bottleneck of the recording engineer and composer, through the editing process in the same way as film, and still it is marked by absence - what the composer chooses NOT to record, what the engineer chooses to edit out, to overlay, to extend, to cut.
In this respect then, I agree with Cox who wishes to join all the arts into a single context. (see above)
Kim-Cohen agrees too he says "Though meaning is made in time and as a product of rhythmic and harmonic relations, music as a language seeks to retain its absolute proximity to itself. Any process of differance is thought to occur only within the narrowly proscribed boundaries of music-as-such..." (KC p99)
"Recoding sound as frequencies and physics does not significantly revise this semantic schemata." (KCp99)
He goes on to explain "that only noise is capable of purity". Even the most abstract thought and the most radical conceptual art must be conveyed by means of a context. Signal, which presumably is what any meaningful recording is, is "a product of traces and differance, is always impure, always shot through with the impurity of the other."(KCp100)
He then goes on to talk about the economist Jacques Attali, also quoted in Kim-Cohen (who as an economist, has a econo-political approach!) I agree.
“In fact, it [music] has no usage in itself, but rather a social meaning expressed in a code relating to the sound matter music fashions and the systems of power it serves." (p24) quoted in K-C p105)
" The musical message has no meaning, even if one artifcially assigns a (necessarily rudimentary) signification to certain sounds. . . . In fact, the signification is far more complex. Although the value of a sound, like that of a phoneme, is determined by its relations with other sounds, it is, more that that, a relation embedded in a specific culture; the “meaning” of the musical message is expressed in a global fashion, in its operationality, and not in the juxtaposed signification of each sound element... What must be constructed, then, is more like a map, a structure of interferences and dependencies between society and its music" (JA p25 quoted KC 105)
He goes on to talk about Schaeffer and Cage from the perspective of a young sound artist Francisco Lopez. Then Vitello. (p120 onward) Then more about Cage, Young, Glass (p133)
"In a 1986 interview with Tim Hodgkinson, Schaeffer says, “It took me 40 years to conclude that nothing is possible outside of DoReMi. . . In other words, I wasted my life.” (Hodgkinson, “Interview with Pierre Schaeffer.” ) Try as he might, Schaeffer felt that he could not organize sound in a sensible way with- out recourse to tonality. Much of the recorded music of the last forty years testifies, in various ways, to the contrary," (p11)
I agree with Schaeffer (and disagree with Kim-Cohen) - tonality will always rear its head as part of the complete vocab of music; to try to dismiss it would be like trying to speak coherently without, for example, nouns.
Kramer, J. D. (1998) The Time of Music. New York: Schirmer
The obvious statement Kramer makes in this work “Music unfolds in time” is the centrepiece of my research. Music allows this to happen because “music is meaningful…primarily through time.” (pg 91 1988)
Atonal, nonlinear discontinuous ‘moment music’ is not determined by what went before it nor what is to come after – it perhaps best describes our shadowy, jumbled, personal interior lives”(pg45 1988)
In Western music from the European cultural tradition, tonality was fully developed by 1680. This parallels the developments in portrait painting of the Renaissance. The music was quintessentially an expression of temporal linearity with the tonality of each phrase dependent on what went before and what was to come after, with a beginning, and middle all moving as a process to a strongly defined end. The phrase and harmonic and melodic structure was highly hierarchical with still sounds, climaxes, transition passages. Portrait painting too, while not linear, by its nature being only a moment captured, was highly hierarchical with the central figure in the prominent foreground with the less important background or negative space.
Music (and art) from other cultures (Bali and Tobraind islands, Japan eg) have non-linear calendars, a language that is non-goal centric. Their music and often their art is non linear, non-hierarchical. (An aside, Debussy and the other Impressionists were heavily influenced by the Japanese art and music they encountered at the great exhibition in Paris and attempted to make music that was a series of ‘moments’)
The atonal music of Berg and Webern is still linear in form, however some 20th and 21th Century music has developed non-linear, non-goal oriented music. Stockhausen, cage, Morton Feldman, Steve Reich some notable examples. Kramer et al call this type of music ‘moment music’ that is expressed in ‘vertical time’. The moments are defined by stasis rather than process; that is they are going nowhere, they just ‘are; they are ‘being’ rather than ‘becoming’; they don’t ‘begin’ they ‘start’; they don’t ‘end’ they ‘stop’.
Stockhausen gives a good description of “moment time” “I am speaking about musical forms in which apparently no less is being undertaken than the explosion – yes – even more, the overcoming of the concept of duration”(Texte on Musik Vol 1 , p199)
The time evoked when listening to moment music is called ‘vertical time’ “a single present stretched out into an enormous duration, a potentially infinite ‘now”…the music exists between simultaneous layers of sound, not between successive gestures” (pg 55, 1988)
Moment forms “verticalise one’s sense of time within sections, render every moment a present, avoid functional implications between moments, and avoid climaxes, they are not beginning middle and end forms” (pg 202, 1988)
“Vertical time denies past, present, future in favour of an extended present” (pg 375)
Vertical music can be defined by process as well as stasis. The trance or minimal music of Glass or Reich can feel linear because it has strong internal motion however there is no hierarchy of phrase structure, the rate of motion is constant and unceasing. Listening is not a linear experience rather it is so consistent that we lose a point of reference; there is no goal so the experience is static despite the continual motion. These composers saw temporal tonal music as dominating or manipulating the listener, leading them in an enforced sense of temporal time to an enforced outcome of emotion. The trance music of Reich et al on the other hand, allows the listener to listen within their own subjective sense of time.
Moments, however, still occur in temporal time. This is particularly obvious in film. The position of the moment is important – it does affect the meaning. However cumulative listening (ie the memory of the sense of the overall work) is also very powerful.
But Kramer says on this point “Moment time may deny the waves of tension and release, of upbeats and downbeats that are the essence of linear musical time. But in their place moment time offers its ultimate paradox : moment time uses the linearity of listening to destroy the linearity of time” (pg 219)
Technology has brought about this shift. Technology has given us the ability to EDIT TIME, like film, time can be stopped, extended, reversed, sped up, past, present and future can be presented simultaneously.
Kramer believes that the modern age, since Freud discovered and explored the concept and power of the unconscious mind, has used this as its main subject matter. The unconscious, dreams, some mental states induced by drugs or mental illness, are timeless – they are not ordered temporally or linearly.
What better way to express the modern mind than with the vertical time of moment music, abstract art and the montage of film.
Kramer, J. D. (1996) Postmodern Concepts of Musical Time. Indiana Theory Review. 17/2 Fall 1996. 21-62
Kramer here discusses post modern ways of interpreting music; how our postmodern minds can create new ways of listening which enable new meanings to be conveyed to the listener by the sound creator. He talks of “piece time” (start middle and end) and “gestural time” (a perfect cadence) and explains how these can contradict one another in the minds of the listener hence creating another layer of meaning – somewhat like Barthe’s ‘third meaning’. He also talks of the power of quotations in music to provide a rich narrative depending on each listener’s personal associations to the quoted material – clearly culturally determined. There is no doubt different temporal experiences can be had by different listeners on different occasions – nothing is fixed.
Langer, S, K. (1953). Feeling and Form. New York: Charles Scribner's Sons
Langer offers a philosophy of art in general with a few chapters on music in particular. She sees music's main characteristic (and potential problem) is its marked somatic effect; its relationship to the emotions. (She see painting and sculpture's main area to be the problem of imitation) She says
Music is the "tonal analogue of emotive life" (p27) because it bears such a logical similarity to the forms and causes of human feeling - "forms of growth and attenuation, flowing and stowing, conflict and resolution, speed, arrest, terrific excitement... the greatness and brevity and eternal passing of everything vitally felt" (p27)
Music can be created at will, emotions not, therefore music is the symbol of emotional life.
Unlike sensory experiences, music is not significant because of its ability to stimulate feeling but because it can express that feeling in symbolic form. (see cook p 94-97) And yet it is not the same as the ultimate symbol form - language. While it has many elements, like words, that can be perceived and that come together to form a complex whole, like sentences and phrases, those elements are not words that denote a thing, rather the elements have no meaning in themselves - no thing that they as symbols directly refer to.
"Just as music is only loosely and inexactly called a language, so its symbolic function is only loosely called meaning, because the factor of conventional reference is missing from it" (p31)
But Langer continues to expand on this, offering an explanation as to what gives music/sound its particular expressive power. She says music, by the fact of its similar form to language, is an important expressive symbol but an 'unconsummated symbol'; that is, it has no conventional 'thing' that the symbol refers to so the symbol remains always unconsummated and open to interpretation. None the less because of its significant form as symbol, it can express emotions and the sentient experiences of life more effectively than language. Music becomes the art-form with the distinction of being able to present itself as a symbol of import able to express concepts without reference to actual 'things' - the perfect non-directed, open communicator of subjective experience.
Meyer, L. B (1956) Emotion and Meaning in Music. Chicago & New York: University of Chicago Press
Meyer's book has the single focus of understanding the way in which the feeling-tone or affect of music on the emotions. His ideas formed the basis for many psychological studies that were to come in the following decades.
He comes to the conclusion, following John Dewey's conflict theory of emotion, that
"Emotion or affect is aroused when a tendency to respond is arrested or inhibited"(p22)
and he applies this theory to music by claiming music can act as the stimulus to activate a tendency and through the course of the work, inhibit the tendency and provide meaningful resolutions, thus triggering emotions.
"Affect or emotion-felt is aroused when an expectation - a tendency to respond - activated by the musical stimulus situation, is temporarily inhibited or permanently blocked." (p31)
Meyer considers music does not have referential meaning outside itself but rather an embodied meaning; that is
"a musical stimulus (be it a tone and phrase or a whole section) has meaning because it points to and makes us expect another musical event." (p35)
If this expectation is interrupted, emotion is provoked. This expectation is entirely culturally designated; that is the listener needs to understand the music being played to be able to expect something will happen musically.
(And, I add, if it is music that the listener has never encountered, the theory should go that it will evoke emotion because it is unexpected. Does it?)
He says often music can arouse emotions because it provokes a conscious connotation - a memory or image - in the listener and this provokes an emotion. He claims it is a connotation - that is is culturally understood (like the two notes for jaws perhaps?) even those imaginings that seem quite 'obvious'. This has been the beginnings of many future studies.
He goes on to talk about the qualities of music that are relevant to my work.
He says, unlike art and literature, musical experience can be understood without reference to the outside world. They are not explicit in their denotation; it is flexible and hence a virtue of music:
"for it enables music to express what might be called the disembodied essence of myth, the essence of experiences which are central and vital to human existence" (p265)
And it offers not an explicit metaphor (symbol) but a general metaphor.
"Music presents a generic event, a 'connotative complex', which then becomes particularised in the experience of the individual listener" (p265)
(Raffman, 1993) Language, Music and Mind
She opens with two quotes worth noting. Both quoted on (p1-2)
"It seems particularly difficult for our literal minds to grasp the idea that anything can be known which cannot be named ... but this ...is really the strength of music expressiveness: that music articulates the forms that language cannot set forth ... The imagination that responds to music is personal and associative and logical, tinged with effect, tinged with bodily rhythm, tinged with dream, but concerned with a wealth of formulations for its wealth of wordless knowledge. " (Langer, 1942)198, 207
"If all meaning could be adequately expressed by words, the arts of painting and music would not exist. There are values and meanings that can be expressed only by immediately visible and ... audible qualities, and to ask what they mean in the sense of something that can be put into words is to deny their distinctive existence" (Dewey, 1934)(74)
Sums up what Raffman is arguing - that there are aspects of music, especially the emotion meaning content that are ineffable.
Music and Emotions
A recurrent theme in the history of music scholarship is that music somehow symbolises human emotions (Langer, Kivy, Cook, Haslick, Scruton etc) but that music does not actually have meaning as language does.
"Unlike random noise, or even ordered, periodic sound, music is quasi-syntactical; and where you have something like syntax we have one of the necessary properties of language. That is why music so often gives the strong impression of being meaningful ...but although musical meaning may exist in theory, it does not exist as a reality of listening..." (Kivy, 1990) (quoted in Raffman p 43)
She refers to the similarities of music's structure to language.
Fred Leydahl and Ray Jackendoff (1977, 1983 and 1987) have used basic Chomskian linguistic theory to analyse and propose that the generative grammar for music is very similar to language' structure of syntax, semantics and phonology; a "largely unconscious knowledge which the experienced listener brings to music and which allows him to organise musical sounds into coherent patterns" (Jackendoff, 1977)111) (Quoted p15)
Langer observes the same thing:
"we are so deeply impressed with the paragon of symbolic form, namely language, that we naturally carry its characteristics over into our conceptions and expectations of any other mode" (Langer p 28-29)
Music is different to the other arts because:
"According to cognitive psychologists, listeners unconsciously absorb and store structural information from the music they hear, thereby establishing longstanding mental representations that shape their subsequent music perception". (p3)
But Raffman says
"Music may be intended but it isn't intentional: it isn't about anything ... music does not refer or bear truth... (Rather) what sets music apart, lending it unique kinship to language, is its apparent possession of grammatical structure - or, more properly, the listener's apparent possession of (domain-specific) psychological rules for apprehending that structure" (p41) SEE SLOBODA
But she adds the caveat:
"...our musical feelings are in certain respects precisely comparable to linguistic meanings ... There is doubtless an intimate tie between our musical and affective lives, but the tie is not, in the sense envisioned, a meaningful one" (p44)
This seeming contradiction is explained by bringing in the ineffable.
"...since music (more than the other nonlinguistic arts) is kin to language in certain important respects, an expressivist conception might account in part for the impulse to tell what we know of a musical work... " (p41)
But the problem is, the ineffability of what we know about the music we hear, and particularly the nuance ineffability of both the composition and the performance of the work which gives the work the "evanescent corona shimmering around the structural frame of the piece" (p97)
She sees three forms of musical ineffability
Structural: which is the listeners understanding but not being able to put into words, his understanding of the structure of music. This element is important because it is what links music to language. In the same way that language is structured, so too is music
Feeling: comes from the sensory perception of felt character of musical understanding, that cannot be expressed adequately.
Nuance: is the most ineffable where the listener is consciously aware of nuances heard but cannot put them into words because they are heard at too shallow a level, before representations can be applied. This is the one that carries meaning but which cannot be spoken.
Davies mounts an argument against Raffman's idea of ineffability. He claims that Raffman makes no distinction between a Beethoven Symphony or breaking glass and an advertising jingle or a Rembrandt and wallpaper when she talks of the sensory perception of nuances as being ineffable. But by my reading she does draw a distinction by pointing out that music is structurally equal to language and hence
"...since music (more than the other nonlinguistic arts) is kin to language in certain important respects, an expressivist conception might account in part for the impulse to tell what we know of a musical work... " (p41)
(Schedel & Uroskie, 2011) Sonic Arts and Audio Cultures: Writing about Audiovisual Culture
The vast majority of academic departments are bound by the historical legacy and influence of their medium. Music disciplines are either firmly of the teaching of performance and composition and more recently industry recording sound production; and art faculties divided and limited by their art form. Because of the dominance of the visual medium, the historical privileging of sight, sound has suffered particularly in this carve up of disciplines; as a medium it is ignored, except as part of these practical areas. As Schedel and Uroskie say
" ... a whole phenomenology of experience has been denied us through a framing of the world as a thing to be seen." (139)
Most readers of this journal may not be familiar with the history of sound art, which has been in existence for only 100 years. In his seminal Futurist treatise The Art of Noises (1913), Russolo called for the liberation of music to include all kinds of sounds. He created his own instruments, dubbed howlers, exploders, and hissers. With the invention of magnetic tape in the 1930s came a generation of sampling and electronic modulations of sound by Schaeffer and Stockhausen. The 1940s saw a wholesale transformation of exhibition and spectatorship in the work of John Cage
Sloboda, J. (2005) Exploring the Musical Mind. Oxford NewYork: Oxford University Press
John Sloboda, has tried to develop a model of music as a language. He argues a case that there are similarities insofar as linguists allow for a division between syntax and semantics. He writes " it seems to be that one could see the structural description of the music as a form of syntax and the dynamic sensations of flux, tension, expectations fulfilled or violated, as the semantics. This is because the structural description does not refers to anything outside the music, while the dynamic aspects do so refer." It is the dynamic properties of music that can be seen to most readily embody the physical world of motion and emotion.
He writes a comprehensive review of Diana Raffman's book Language , Music and Mind which is more in keeping with my research.
The question he asks is "Are there more things about musical experience that we know but cannot say?" He's hit the spot!
Raffman agrees as she believes music is a good example of something that involves a level of representation that is necessarily propositional. That is, it can represent but it is not expressible in words; it is 'ineffable'.
She outlines three levels of representation in music that correspond to language; the lowest nuance level of pitch, duration and timbres corresponds to the voice, intonation etc of the speaker; the next level is the identification of these nuances into mental score' which corresponds to the phonemes of language; the third is the gathering of these events into hierarchical structure which corresponds with the grammar of language; and all three representations are available to our consciousness.
It is this similarity to language, this grammatical structure, that gives music its particular quality of 'meaning'; it (mis)leads us into believing that as we listen through a piece of music it is 'saying something' as language would - in fact it is 'saying something to us, however it is something that cannot be expressed because there are no meaningful representations to do it with.
"Music's grammatical structure may mislead us into semantic temptation" (p41)
And
"Whereas the relation of a linguistic string to its meaning is a more or less conventional one, the relation of a musical string to the relevant feelings is unconventional: we are presumable just wired in such a way to have those feelings upon tokening those mental representations." (p55)
Hence in this way, the musical meaning is in some way tied up with the emotions and the musical experience;
"will always have an "evanescent corona shimmering around the structural frame of the piece" (p96) - an ineffable evanescence.
(Walden, 2009) Composing Character in musical portraits: C P E Bach and L'Aly Rupalich
A charming article about CPE Bach's musical portraits for keyboard of which he composed 28 between 17541 and 1757. He believed that music could portray portraits analogous to painting.
How they could be seen to function as portraits is quite simple. much like the Portrait Of Ross, it was the titles and the titles alone that marked them as such.
" Bach's musical portraits were only identifiable as portraits because they were accompanied by titles that conveyed their genre. In 1807, Heinrich Christoph Koch defined the character piece as "one whose character is expressly illustrated by means of the heading." (rom his Kurzgefasstes Handworterbuch der Musik, quoted in Wollny, Miscellaneous Keyboard Works, xv) As Karol Berger explains in A Theory of Art, "Mimetic music considers language, whether explicitly present or implied, to be the essential component of music."( Karol Berger, A Theory of Art (New York: Oxford University Press, 2000), 139) Far from an expendable element in the score, the title is essential to the work's performance and reception, and to the mimetic function of the musical portrait. When a person's name is prefixed to a musical portrait, the performer and listener imagine the character of the music as belonging to a specific human subject.
The title of the piece, which mediates between the music and the listener, inspires an imaginative mode of reception: it serves as a lens through which to perceive notes and structures as representations of human characteristics." (383)
Instrumental music became a plausible medium for characteristic portraiture because, in eighteenth-century Germany, it was commonly considered that music, of all the arts, could best depict the abstract elements of the sitter's persona- the passions and affects- that constitute his character but unfortunately, it is very possible to mistake what is trying to be conveyed because music cannot convey likeness.
This article also talks about portraiture in the 1700s - Socrates, Le Brun, Hogarth
FILM MUSIC:
(Buhler, J. Neumeyer, 1994) Review of Flinn, Strains of Utopia & Kalinak, Settling the Score.
Buhler and Neumeyer talk about film music literature in general by saying that because it was on the fringe, they often took more radical stances to theory, particularly embracing the French philosophers, psychoanalysis and feminism etc.:
"Film theory and interpretative practice have profited greatly from the cultural snobbery of the American academy. The marginalized institutional status of film studies in the i96os and early 197os allowed cinema scholars to embrace not only the positivism and structuralism that existing academic disciplines sanctioned, but also methodologies locked out of most traditional departments at that time... French semiotics, several strains of Marxism (especially Althusser's), feminism, and Lacanian psychoanalysis-all of these approaches, combined with traditional historiography of a higher scholarly standard (contributed by authors such as Harry Geduld and Gerald Mast)." (364)
They go on to talk about film music studies and the dearth thereof; that despite the considerable presence of music/sound in film, it has been treated separately and neglected. Adorno's & Eisler's book Composing for Film was the first substantial work. The next that offered a solid look at film music was Claudia Gorbman.
They then talk about the debates thrown up by Adorno and Eisler (and Eisenstein) in regard to synchronisation and counterpoint and its effect on the filmic illusion and the semiotic power of music.
"Ever since the publication of the polemical tract Composing for the Films, the discourse on film music has consciously followed (and in certain respects even anticipated) in all but terminology the same fault line that has organized the debate on filmic illusion. (That is, those who are invested in the classic Hollywood ambition to preserve the illusion, and those who see this as a blatant attempt to sustain the dominant ideology) ... Here the divide is cast in terms of a dichotomy between synchronization and counterpoint, or the degree of fit between music and the rest of the film (by which is usually meant the filmic narrative expressed by the image track and dialogue."(372)
Put simply, synchronisation perpetuates the illusion, counterpoint creates tension.
Most classic Hollywood composer choose synchronisation and still do.
Kalinak (settling the Score) is in favour of the illusion and synchronisation:
"The farther music and image drift from a kind of mutual dependency, the more potential there is for the disruption or even destruction of the cinematic illusion." (15)
Flinn explains it better:
According to Flinn, the music in the classic film score
"was supposed to 'repeat' the activity or mood of the film image and was not supposed to deviate from this nor draw attention to itself qua music" (p. 34). She adds, perhaps too bluntly, "for classical (film) critics, it is really quite simple: bad cinema music is noticed; good scores are not" (p. 37).
Noticed, music is unsuccessful because it cannot be "considered an integrated element of the film" (p. 36). Unintegrated music, on the contrary, runs the danger of eclipsing the central narrative, thus transgressing one of the central tenets of classical film theory (p. 14).This effort to integrate music into the filmic whole mirrors the classic film's "drive to produce cohesive, 'seamless' texts" (p. 45). Flinn links this "investment in unified, coherent texts" to Wagner's concept of the Gesamt- kunstwerk. For both Wagner and the Hollywood film composers, Flinn tellsus, "forms and elements of a text should all be, in the end, mutually reinforcing" (p. 34)
She talks of the need for leitmotif motivated by narrative and not musical structure, and musical continuity for the vision. In other words - music always subservient to the drama.
The overwhelming requirement for composers to conform to synchronisation of their music to the image throws up another interesting issue, that of the power of music to convey its own meaning, separate to the film.
"Flinn reads the subordinate role of music within classical accounts of film as evidence that the writers of such accounts think music incapable of conveying narrative content on its own. "By placing music into a passive, acquiescent relationship vis-a-vis the supposedly more important visual and narrative cinematic projects, classical accounts implicitly argue that its abstract, nonconnotative features make it impossible for music to generate meaning of its own" (p. 38).
Instead, one might invert Flinn's reading and suggest that such classical accounts subordinate music in order to prevent it from projecting an independent narrative voice. What seems to animate the passion to discipline film music under the narrative order is a fear that an uncontrolled music might overtake and subvert the control of the central narrative.'56 In this regard, we might consider why so many directors, despite having little or no musical training, nevertheless try to control the placement, character, and even themes of the music." (380)
This is also Adorno and Eisler's position. They see that film music fails to the extent it is forced to subvert its own internal form to that of the image track. This is clearly a problem when music has its own narrating voice
I certainly agree with the writer's viewpoint and the psychological studies bear out the power of music to convey meaning on its own terms. If it was given 'free reign' so to speak, it would have the power to subvert the intended narrative of the drama with its own narrating voice.
In essence, the tight strictures placed on music in the film industry point to the power of music and offer to my mind, evidence that music has its own strong voice.
"The attempt to make music subservient to the narrative, to strike the narrating voice of music mute, may have been prompted by a desire to avoid a crisis of moral authority. For the distance music always obtains in its interaction with film means that music may potentially raise its own narrating voice against the "truth" asserted by the image at any time. The danger is that music may do more than just supplement the image and indicate what those images cannot. more than just supplement the images. Music may instead become an alternative site of moral authority. In such a role, music would cast doubt on all claims to represent unquestioned moral authority." (381)
Cook, N. (1998). Analysing Musical multimedia. Oxford University Press
Cook supports Chion's ideas that musical meaning is not an attribute of the intrinsic structure of music but is rather the result of the interaction between sound and other contexts - image, text.
He concludes by saying 'music alone' cannot exist and by this model, the key to meaning in music is not found in music alone but within all the elements (media) that make up a musical discourse.
Cook looks at models for analysing the connection between image/film and music/sound. He explores similarity and parallelism (conformance (where information is duplicated between media); difference which leads to complementation (the assignment of different roles to media); to contest where the result is a third level of effect or meaning.
He discusses what IS multimedia. It, in my mind, comes down to mimetic or difference. He speaks at length of synaesthesia (mimetic) of Scriabin's Prometheus (coloured lights) Kandinsky's eternal, unchanging metaphysical/vibrational connection ("an effect communicated to the soul") between colour and music and determines that synaesthesia is NOT multimedia.
"Whereas synaesthesia is predicated on similarity, then multimedia is predicated on difference...what distinguishes Shoenberg (Die Glucke Hand) from Kandinsky is his explicit awareness of this...as Eisenstein pointed out in relation to film music, multimedia is predicated not just on difference..." (pg 55-56) It requires compositional intervention.
Eisenstein rejected synaesthesia as a viable basis for music and film and emphasised instead the need to forge meaningful correspondences between the media within a contextual organisation. Eisenstein talks of the "vertical correspondences" which relate the music to the shots through an identical motion or 'inner movement" (film sense 166) that is secret. (Film Sense 125) It's a strange parallel however, when one looks at the incredibly detailed diagrams he offers relating the left to right, up and down motion of the music and images in the frame. It is almost related to the musical notation in a mimetic way, leading the viewers vision through the exact path much like a great painting's perspective (film sense 148). Certainly when one views Alexander Nevsky the music doesn't appear to fit the music in regard to 'hits' etc. We must remember Eisenstein was at the beginning of film sound. Hollywood's (Bernard Hermann) developed a different take on music and film.
"I feel that music on the screen can seek out and intensify the inner thoughts of the characters. It can invest a scene with terror, grandeur, gaiety or misery. It can propel narrative swiftly forward, or slow it down. It often lifts mere dialogue into the realm of poetry. Finally, it is the communicating link between the screen and the audience, reaching out and enveloping it all into one single experience" quoted in William Penn "Music and Images": A Pedagogical Approach" Indiana Theory review 11 (1990) 47-63: 47
As Cook says " the music signifies in a manner that is qualitatively different from the pictures" (p67) Cohen and Marshall in 1988 showed that music does affect how we experience film (p68) but not just as a simple mixing of the properties of each medium. Rather, Cook says, it is an 'emergent' process - something that is negotiated between the two media - and this he says is a defining attribute of multi media. "the fact of juxtaposing image and music has the effect of drawing attention to the properties they share, and in this way constructing a new experience of each: the interpretation is in this sense emergent." (p73)
This is the same as Eisenstein's contention in Film Form that when two pieces of film are edited together we have not just the addition of their meanings but a new meaning altogether - a "third something" (p84)
However, still many multi media works work on the parallel/similar/iconic level for example, such as music moving from diatonic to atonal is a metaphor for human to machine. This is metaphor. Kandinsky used similarity as an end in itself whereas the metaphor model uses similarity not as an end but as a means and the means is via difference not similarity. For example "love is war' or seeing the calm face of a character with agitated music. (p81- 85 see more on Eisenstein, Eisler and metaphor, representation and emergence. Eisenstein veers between the representational/similarity model and the emergent metaphor model.)
The music signifies where it intersects with the image - not complete intersection (parallel) or complete divergence but a limited intersection which is contextual. Music (like all the other elements) participates in the construction of characters (portraits) and not the reproduction.
He comments on Davies, Kivy (Music Alone) and Hanslick (On the Musically Beautiful) and the expression of emotion in music (p 87-97). They all ask whether 'music alone' can convey meaning or emotion and all agree it can express simple emotions or have the 'appearance' of these simple emotions. All go on to say that music can express more complex emotions when heard by "someone acquainted with the composer and his social milieu" (Kivy p178) and that could be extended to music that is accompanied by other elements - text, image etc. Kivy claims this can't be seen as 'music alone' however Cook counters with the assertion that I agree with "pure music it seems, is an aesthetician's (and music theorists) fiction: the real thing unites itself promiscuously with any other media that are available" (p92)
He says music is an unconsummated symbol (Suzanne Langer) and so is constantly urging toward consummation. This is as Barthes describes as the 'anchorage' of text and other media. Hansluck says music offers the nuance to the emotion and narrative of words and image. Kivy says the opposite, that music embodies the basic emotion and not the nuancing. Of course it can be either/or but more often than not, the words and image can convey objects and narrative and it is the music that can add the subtleties, the under conscious or the meaning below the surface.
"...it may function as unnuanced emotion or as emotionless nuance...but whatever music's contribution to cross-media interaction, what is involved is a dynamic process: the reciprocal transfer of attributes that give rise to a meaning constructed, not just reproduced, by multimedia." (p97 - my emphasis)
He concludes by saying 'music alone' cannot exist and by this model, the key to meaning in music is not found in music alone but within all the elements (media) that make up a musical discourse.
Chion, Michel. (1994). Audio-Vision: Sound on Screen. Gorbman, C. (trans) New York: Columbia University Press
Chio has made his greatest impact with his books on film, this one summarising much of his work. His contention is that music addresses neither the eye noe ear separately but at one and the same time....what he calls the 'audio-visual illusion' or the 'added value' (p 112) that sound and image bring to each other.
"By added value I mean the expressive and informative value with which a sound enriches a given image so as to create the definite impression ... that this information or expression 'naturally' comes from what is seen, and is already contained in the image itself. Added value gives the (eminently incorrect) impression that sound is unnecessary, that sound merely duplicates a meaning which in reality it brings about, either on its own or by discrepancies between it and the image. " (p112)
Put simply, sound and image act together to signify.
But the reason we still see the image as dominant is because the sound reprojects back to the screen.
"Added value works reciprocally. Sound shows us the image differently than what the image shows alone, and the image likewise, makes us hear sound differently than if the sound were ringing out in the dark. However for all this reciprocity the screen remains the principle support of films projection. Transformed by the image it influences, sound ultimately reprojects onto the image the product of their mutual influence." (p122)
(Chion, 1994) Audio-Vision Cht 8
This book is about audio-visual illusion, an illusion located in the most relations between sound and image: what he calls added value.
"By added value 1 mean the expressive and informative value with which a sound enriches a given image so as to create the definite impression, in the immediate or remembered experience one has of that this information" It appears to “naturally" come from what is seen, and we believe it is already contained in the image itself. "Added value is what gives the (eminently incorrect) impression that sound is unnecessary, that sound merely duplicates a meaning which in reality it brings about, either all on its own or by discrepancies between it and the lmage." (112)
He talks of anchoring (Barthes) of text and voice forcing the viewer to see an image in a certain way. And of course, music does this too.
However the sound re-projects its added value (special meaning) back to the screen so we believe it is inherent in the image itself.
"Added value works reciprocally. Sound shows us the image differently than what the image shows alone, and the image likewise makes us hear sound differently than if the sound were ringing out in the dark. However, for all this reciprocity the screen remains the principal support of filmic perception. Transformed by the image it influences, sound ultimately re-projects onto the image the product of their mutual influences". (122)
He also says that the viewer enters into a contract, to agree to see the sound and image as one.
"Throughout this book 1 use the phrase audio-visual contract as a reminder that the audio-visual relationship is not natural, but a kind of symbolic contract that the audio- viewer enters into, agreeing to think of sound and image as forming a single entity."( 124)
This, to my thinking, I would like to subvert to make film and sound equal.
He also talks about the insidious nature of sound.
"Due to natural factors of which we are all aware-the absence of anything like eyelids for the ears, the omni-directionality of hearing, and the physical nature of sound-but also owing to a lack of any real aural training in our culture, this "imposed-to- hear".... sound more than image has the ability to saturate and short-circuit our perception. The consequence for film is that sound, much more than the image, can become an insidious means of affective and semantic manipulation. On one hand, sound works on us directly, physiologically (breathing noises in a film can directly affect our own respiration). On the other, sound has an influence on perception: through the phenomenon of added value, it interprets the meaning of the image, and makes us see in the image what we would not otherwise see, or would see differently. And so we see that sound is not at all invested and localized in the same way as the image." (34)
SEE BUHLER & NUEMEYER ABOUT THE POWER OF SOUND AND THE NEED TO CONTROL IT
Gorbman, Claudia. (1987) Unheard Melodies. Bloomington & Indianapolis: BFI Publishing & Indiana University Press
She outlines the classical Hollywood principles of composition, mixing and editing of film music by which most film composers work.
1. Invisibility - non diegetic apparatus must not be visible
2. Inaudibility - not to be heard consciously. Should be subordinate to dialogue, visuals and narrative
3. Signifier of emotion
4. Narrative Cuing - must give referential and narrative cues - hit points
5. Continuity - to provide continuity between shots and scenes
6. Unity - to fill narrative gaps and provide narrative structure
7. Violation - a score can violate rules but only at the service of any of the above.
Number 2. to my mind is the most pervasive and destructive in the context of my work.
Leonid Sabaneev sums it up
"In general music should understand that it should nearly always remain in the background: it is, so to speak, a tonal figuration, the 'left hand' of the melody on the screen, and it is bad business when this left hand begins to creep into the foreground and obscure the melody" (p22) (Music for the Films: a handbook for composers and conductors. Pring, S (trans) London: Pitman 1935)
As well the musical form - length of phrases, cadences etc must be timed to the narrative not the musical form.
And "It should always be remembered, as a first principle of aesthetics of music in the cinema, that logic requires music to give way to dialogue" (Sabaneev again p19)
She talks of Adorno and Eisler and their mostly economic and social critique of the commodified film music industry, who directly critique the classical rules and drawing an analogy with popular music. Their book was ground breaking and alone in its criticism (Adorno, T & Eisler, H. Composing for the Films 1947 New York: Oxford Uni Press) They argued that the art work - in this case film but they included all the art products of the 'culture industry' - had become standardised for mass consumption and its value is judged solely in terms of its exchange value in the market.
"The motion pictures are made to measure for their customers according to their real or supposed needs, and reproduce these needs. But at the same time the products that are most widespread and therefore closest to the public, are objectively more remote from the public, as regards the methods by which they are reproduced and the interests they represent.... the alleged will of the public is manifested only indirectly, through the box office receipts." (p58 E & A)
The Hollywood film is shot through with a pretence of immediacy - a strategy designed to hide from the viewer their true alienated state. They believe the film music aids an abets the film's illusion to reality to hide from the viewer their mechanisation. Eisler called for a film music practise that would lay the film's mediated nature bare to, but instead it masks it with its degenerated aesthetics. They attack the leitmotiv as being 'reduced to the level of a musical lackey"; its unobtrusiveness, the visual justification of any obvious music with a visual device; stock music that is cliched and overworked and obvious; a pretense at being individual or unique; and the overworked use of emotional tricks - the swell of sound at narrative moments is put to calculated use.
By encouraging and increasing the identification with the intimate subject of the film, film music plays a part in increasing this identification; it masks the contradictions and the conscious construction and posits a wholeness designed to trick the viewer into believing they are 'seeing' a real subject.
None the less, Eisler continued to work within the hollywood system, albeit selecting his films carefully, however, they were unable to offer, in my opinion, a solution to the need to emancipate the viewer from the film within which it is set. Music alone will not solve the issue - rather we must leave the Hollywood film framework altogether.
Murch, Walter. (1994). Foreword. in Chion, M. Audio-Vision: Sound on Screen. Gorbman, C. (trans) New York: Columbia University Press
Sound is paired with image in such a way as: "to stretch the relationship of sound to image wherever possible: to create a purposeful and fruitful tension between what is on the screen and what is kindled in the mind of the audience—what Chion calls sound "in the gap".
The danger of present-day cinema is that it can crush its subjects by its very ability to represent them; it doesn't possess the built-in escape valves of ambiguity that painting, music, literature, radio drama, and black-and-white silent film automatically have simply by virtue of their sensory incompleteness—an incompleteness that engages the imagination of the viewer as compensation for what is only evoked by the artist. By comparison, film seems to be "all there" (it isn't, but it seems to be), and thus the responsibility of filmmakers is to find ways within that completeness to refrain from achieving it.
To that end, the metaphoric use of sound is one of the most fruitful, flexible, and inexpensive means: by choosing carefully what to eliminate, and then re-associating different sounds that seem at first hearing to be somewhat at odds with the accompanying image, the filmmaker can open up a perceptual vacuum into which the mind of the audience must inevitably rush.
It is this movement "into the gap," to use Chion's phrase, that is in all probability the source of the added value mentioned earlier. Every successful metaphor— what Aristotle called "naming a thing with that which is not its name"—is seen initially and briefly as a mistake, but then suddenly as a deeper truth about the thing named and our relation- ship to it. And the greater the metaphoric distance, or gap, between image and accompanying sound, the greater the value added—within certain limits. The slippery thing in all this is that there seems to be a peculiar "stealthy" quality to this added value: it chooses not to acknowledge its origins in the mind." (pg xx)
As an example
"The image of a door closing accompanied simply by the sound of a door closing is fused almost instantly and produces a relatively flat "audio-vision"; the image of a half-naked man alone in a Saigon hotel room accompanied by the sound of jungle birds (to use an example from Apocalypse Now) takes longer to fuse but is a more "dimensional" audio-vision when it succeeds." (pg xxi)
"In much the same way, the mental effort of fusing image and sound in a film produces a "dimensionality" that the mind projects back onto the image as if it had come from the image in the first place. The result is that we see something on the screen that exists only in our minds, and is in its finer details unique to each member of the audience. It reminds me of John Huston's obser- vation that "the real projectors are the eyes and ears of the audi- ence." Despite all appearances, we do not see and hear a film, we hear/see it—hence the title of Chion's book: Audio-Vision." (pg xxii)
WHY do we prioritise the SIGHT?
Murch believes it's because we heard the mother's voice for all that time in the womb with no vision of her face. It created a power only withholding can create. Once we leave the womb, we have lost the unity yet we now have the mother's face to delight in; one is the price to be paid for the other.
" And yet there is an echo here of our earliest experience of the world: the revelation at birth (or soon after) that the song that sang to us from the very dawn of our consciousness in the womb—a song that seemed to come from everywhere and to be part of us before we had any conception of what "us" meant— that this song is the voice of another and that she is now separate from us and we from her. We regret the loss of former unity— some say that our lives are a ceaseless quest to retrieve it—and yet we delight in seeing the face of our mother: the one is the price to be paid for the other.
This earliest, most powerful fusion of sound and image sets the tone for all that are to come."(pg xxiii)
(Fischer, 1977) Rene Clair Le Million
Talks of the early desire by filmmakers (Rene Clair) to keep the cinema 'magical' and they believed that the coming of sound would destroy the poetic nature and drive it to the constraints of mimetic realism that sound would bring. For Clair the essence of the cinema was its relation to the marvelous- to dream, imagination, and fantasy. Cinema for Clair was fundamentally a poetic medium, liberated from the constraints of a mimetic relation to reality. For him the truly seminal cinematic tradition was that of Melies and magic:
"Yesterday poetry which seemed to be losing its power over literature and exhausted words, was being reborn with its still hesitant rhythms and its pristine purity, on the great white canvas toward which the whole world were [sic] leaning. Now this canvas is emitting a voice, sentences, and words so often heard before . . . Can the talking picture be poetic? There is reason to fear that the precision of the verbal expression will drive poetry off the screen just as it drives off the atmosphere of daydream" (Rene Clair, Cinema Yesterday and Today (New York: Dover, 1970), p. 144)
However, Clair saw music and film as sharing the abstract and poetic, so he drew a distinction between the natural sounds of the voice and music.
"Clearly Rene Clair identified music with the poetic and the imaginative. He saw in music its spiritual and etymological relation to the Muse. And it is therefore understandable that in the face of the coming of sound he would have seized upon it as the aural element most relevant to his artistic preoccupations. If speech and natural sound had the capacity to constrain the poetic possibilities of the cinema, music surely had the power to liberate them." (p39)
So in his great film "le Million" he uses music but not synchronous dialogue.
(Mumford, 2009) Visual Music
Mumford comments on the way post modern society is fragmenting -
"time no longer unfolded in a linear way and space was no longer governed by Cartesian laws ... the present was being understood from a bombardment of multiple perspectives of singular moments." (155)
"Story structure is not an accidental or idle invention, but the profound product of a culture's evolved perceptions of the way the universe works" (158) (from Norma J Livo, Sandra Reitz Storytelling: Process and Practise. Littleton: Libraries Unlimited 1986 28)
Our personalities are assemblages of stories, beliefs, networks of connections that require a hyper-narrative to tell; that is a "collection of small story pieces designed to be arranged in many different ways or told from different points of view. The production of these stories are a logic of reverse deconstruction - a re-construction.
(Hufner, 1998) Composing for Films Adorns, Eisler and the Sociology of Music
An in depth look at Adorno and Eisler's film music theory set out in their book Composing for the Films (1944)
It was written in Hollywood so it put its mark on the writers in that they wished to subvert the rules. As they saw them they were the use of leitmotif, the call for melody and smooth sound, the demand not to hear the music, use of music must be justified by image, and composing music as illustration. These stereotypes have become entrenched and barely changed.
(Stacey, 1989) Toward an Analysis of Music and text in Contemporary Composition
This paper opens with an historical outline of the theories and techniques of the conjunction of music and text, from Plato to Schopenhauer, and proceeds to a more detailed discussion of music and text in the twentieth century.
(Stilwell, 2002) Music in Films: A Critical Review of Literature
A very good review of the literature concerning film music.
(direct quotes) Film music literature is a strange hybrid, much like its subject, existing in a limbo cut off from the main body of both its progenitors: neither film studies nor musicology have paid much attention to film music in the past.
Film studies are traditionally a visual domain; in the last decade or so, sound has made inroads into the field, but primarily in terms of the voice and, to a lesser extent, sound effects. Music has been left out almost completely. Conversely, musicology was established in an era when absolute music—music for its own sake, with no extra- musical program or function—was the ideal, with all music measured to that standard.
Claudia Gorbman’s Unheard Melodies: Narrative Film Music, undoubtedly the most important and influential book yet written on film music, is more narrowly focused: Gorbman’s central concern (announced by the title) is with music’s often imperceptible contribution to the cinematic narrative.
Kalinak’s Settling the Score: Music and the Classical Hollywood Film.
In the last two decades, sociological and cultural/anthropological studies of film music have, if not exploded, then at least risen from practically nothing to a small but significant number.
(Shaw-Miller, 2001) Sighting Sound: Post media, a question of genre?
A review of Chion and Cook's books. I've already included relevant bits in complete lit review however he goes on to talk about the artificiality of dividing the arts into genres.
He uses both Cooks and Chion's argument that music and sound work together to create meaning to argue that:
"music and art are similarly non-exclusive. Rather than conceiving of them as different in kind, it is helpful to view them as merely different in degree" (141)
and
"If we adopt Chion's view of the senses as carried via channels, rather than existing firmly within domains, we perceive sense data as transmittable in complex ways, where more than one sense can be evoked within a single channel.... To conceive of music or art as simply, or exclusively, addressed to a single sense or medium fails to recognise that they are discourses; activities in concert with institutions, bodies, technologies and contexts"(p142)
The emphasis of the 'purity' of separate mediums is historical and idealogical and not 'the natural order' as Hollwywood would like us to believe in order to further its economic aims.
Chion emphasises, like post modernism, context not modernist formal separation
(Tobias, 2003-2004) Cinema, Scored: Toward a Comparative Methodology for Music in Media
An article corroborating the view that music in multimedia has been neglected.
He analyses Run Lola Run.
He says privileging the composer of the film score misses out on many other aspects of music that are at play in the film/music dialogue.
"Privileging the compositional text and the credited composer over what are, in reality, more varied processes, the musicological method of film music study faces serious challenges: there are also intertextual sources for musical motifs to be tracked in terms of varied levels of reference which may not necessarily be articulated in terms of formal musical elements." (p28)
and he says music in film is not pure music but rather 'music in mediation' with culture
"Yet as objects of listening knowledge with a larger re-ception in culture, each melody comprises a response to music in film: film music is, more aptly, music in mediation. Their similarity points to the fact that these responses are determinants in the cultural fabric of which cinema makes use...
Musicality, then, is a function of the production of meaning by synchronizing not sound with image exactly, but rather, medial or narrative form with audience knowledge and practices... Musical meaning since cinema, at least, crosses auditory and visual registers and today extends explicitly to the gesturality of interactive media; and so, it is not surprising that in films such as Run Lola Run musical design turns out to be operative in grounding performative audience gestures toward meaning both in terms of the formal elements of the work but also in terms of the terrain of musical reception.
In this sense, the cinematic image is always an image scored: interpreted in a combination of the performativities of seeing with those of listening, whether programmatic or improvised, the visible is marked by the simultaneous reception of the audible." (p34-35)
PORTRAITURE:
(Bazin, 1958) Ontology of the Photographic Image
Use as link between portraits and doco portraits.
This article talks at length about the way photos and film image have freed painting of the need to imitate and create likeness...that mechanical reproduction was the most significant thing that happened in the history of the plastic arts.
Goes on to talk about the difference between film image and painting. Also talk of the relationship between death and portraits
Cummings, L (2010). A Face to the World. London: HarperPress.
Explores the great artists from the Renaissance onwards and their contribution and motivation to self portraiture. Cummings defines a portrait as being centred on the face however, she accurately points out, faces can be deceiving; faces do not always fit - we cannot define a person by their face. Essentially, we need more. We need that revelation that is a certain kind of truth, deep and incontrovertible. We need, when we look at a portrait, to see the truth that is within, somehow defining the art that is without.
Freeland, C (2010) Portraits and Persons. Oxford University Press.
Freeland defines a portrait as “a representation or depiction of a living being as a unique individual possessing
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A recognisable physical body along with
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An inner life. That is, some sort of character and/or psychological or mental states” (2010, pg 5)
She lists the functions of a portrait, one or more of which she believes, are essential for a portrait. To provide a
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Likeness
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Psychological characterisations
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Proofs of presence or to give the viewer a sense of ‘contact’
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Manifestations of a person’s ‘essence’ or ‘air’
MORE under Self:
Desmond, M (2010) Present Tense: An Imagined Grammer of Portraits in the Digital Age. National Portrait Gallery Australia
New technologies are reshaping our reading of the face. There are now an abundance of mediums to utilise for the portrait artist that are not exclusive to the fine arts but also used by the commercial arts. Photography, once thought to be the true objective recording of a subject has now become the medium most easily subverted and altered. They are no longer innocent documents. Video is a difficult medium for the portraiture artist because narrative has been so much part of the film and video medium. For portraiture, the effect of digital technology has barely touched the form of portraiture - it is still faces, likeness, bodies - however it has greatly influenced the social effect of distributing images. Medium is less important than Media, in fact medium is already becoming an historical term. When I look at these portraits, so many of them are about the media rather than the subject. The media is far from 'transparent' and yet it disguises itself as such. One looks at t the trickery of the media, not at the subject.
Artists
Petrina Hicks (2008) Ghost in the Shell one channel video Australia
A slow scan of the camera around 360 degrees of a girl's head. Slowly emerges curls of smoke from her mouth. A metaphor for her interiority, her spirit, with a reference to Gilbert Ryle's phrase "Ghost in the machine: - a description of the duality of mind and body.
Melita Dahl (2000) e-motion 6 channel video Australia
Dahl draws on the focus on the expression of emotions from the 1800's writers and philosophers - Darwin, Gage, Lavater etc. She uses 6 actors to depict various emotions from sadness to laughter. Much like Bill Violas's The Passions and Arnulf Rainer. It's interesting that while the emotions offer a possible deep emotional connection to the subject, rather they offer on a mask - a play act - hiding the 'real' person behind.
Gage, J (1997) Photographic Likeness in Woodall, J. (ed) Portraiture: facing the subject. (pp 119-130) Manchester University Press
Gage discusses the centrality or not, and history of the concept of ‘likeness’ in portraiture. J.C. Lavater (1770) in his Essays in Physiognomy postulates that the external features of a face, if drawn accurately enough in a portrait, were a sign to the true identity of the subject. Galton in the 1870s, the father of eugenics, took this idea and experimented with composite portraits to try to identify and pinpoint which facial characteristics were the most significant and hence create faces with ‘ideal’ characteristics. They were remarkably unsuccessful in creating satisfying portraits. It suggests that we frame our ideas of ‘likeness’ to an individual on other considerations other than accurate mechanical reproductions of likeness. Even in earlier times, Gainsborough wrote in a letter to the Earl of Dartmouth in 1770
“Had a picture voice, action etc, to make itself known as Actors have upon the stage, no disguise would be sufficient to conceal a person: but only a face confined to one view and not a muscle to move to say ‘Here I am’ falls very hard upon the poor painter who perhaps is not within a mile of the truth in painting the Face only” Woodall, M. (1963) Letters of Thomas Gainsborough (pp 51-3) London (quoted on page 122)
Gage goes on to discuss Chuck Close who, amongst other, took great advantage of the photograph’s ability to create extreme close up; gone was the reluctance to look the sitter in the eye or to cover all blemishes in an effort to create the virtuous and beautiful idealised likeness. But it seems to me, his portraits, while showing perfect ‘likeness’ show only that, nothing more. The surface features throw little light on identity. It is the expressions that show likeness; that turn a mere effigy or wax work face into a true portrait
Kemp, S (2004). Future Face: Image, Identity, Innovation. London: Profile Books
A light exploration of portraits with a focus on the face in particular. He offers no specific discussion of the definition of portraits. The only reference is a quote from Francis Bacon “if you are doing a portrait you have to record a face. But with their face you have to try to tap the energy that emanates from them” (pg 50) She writes of expression as revealed by Darwin; the way we ‘read’ a face; the effects of facial disfigurement on a person’s self definition; phrenology; mug shots; plastic surgery; digital facial recognition; avatars and robotic faces; all to argue that a satisfying portrait is centred on the face and artists, in whatever form, will contrive to render it.
Klein, J. (2007). The Mask as Image and Strategy in Alarco, P. & Warner, M. The Mirror and the Mask: Portraiture in the Age of Picasso. Yale University Press in association with Kimbrell Art Musiem, The Museo Thyssen-Bornemisza, The Foundation Caja Madrid
Maintains that 20th Century artists used the primitive African masks as a strategy to subvert the need of traditional portraits to create a likeness. A mask was seemingly the opposite of what was expected and so acted as a critique enabling the continuation and flowering of the outmoded tradition of portraiture.
The use of the mask was tied to the more modern idea that identity itself was not static; rather it was indefinable and performative. The mask became a way to overthrow and critique the aspiration that a portrait could ‘capture’ an identity or a true self. While the Expressionists such as Beckman, Kokoshka, Scheile attempted to reveal the psychological depth of a sitter, they often used the mask as part of their technique even if it was simply a passive expression in the subject.
His contention is that portraiture was and could have easily become a fatal victim to abstraction of the 20th Century, however the mask of the early modernists came to its rescue and became the voice to post modern ideas of identity - it was a way of expressing eloquently that a portrait perhaps is all surface with no real substance. From the masks of Picasso and Matisse was a direct line to the portraits of Warhol, Chuck Close, Cindy Sherman that ensured portraiture’s survival into the 21st Century.
Pointon, M. (2013) Portrayal and the search for identity. London: Reaktion Books
Pointon begins her book with a broad discussion of portraits – why do we have portraits; what do they do and does a portrait have to look like someone in order to be named a portrait?
One of her first contentions is “above all it is the face that is understood to define portraiture” (2013, pg 7) I would add, as she does herself “the question of making a likeness is the beginning and not an end to a work of portraiture” (2013, pg 19)
Pointon goes on to discuss the historical definitions of portrayal. She says a portrait historically was defined as “a representation of any human subject, imaginary or actual” or even expanded could be seen to be “any representation of items in the world as seen”. For example one could create a “Portrait of a Lady’ or “Portrait of the Artist as a Young Man”. The more modern definition, one that has its origins in the Renaissance when portraits were first expected to reveal character and personality as well as status and place within society, is that portraits are the representation of “an individual known to have lived depicted for his or her own sake. Some might add that a portrait should aim to represent body and soul, or physical and mental presence” (2013, pg 48)
A good portrait “captures the essence of the sitter by being much more than a likeness. A good portrait is about history, philosophy, milieu” (2013, pg 59).
Renaissance portraiture certainly excelled in capturing a sitters social milieu and historical space. One of my favourite portraits from the Renaissance is Holbien’s The Ambassadors. It appears to be a perfect example of likeness (possibly because we have never seen the real subjects) but even more importantly, it reveals their status, their interests and educational specialities and the world at the moment in time in which they inhabited it.
Portraits are essentially about the subject in the present moment, but the purpose carries forward to a time when no one knows the subject any longer, no longer knows if it is a true likeness, and the portrait becomes a trace, a remembrance. It perhaps could be said to transform from its original secular purpose of illustrating a person’s likeness, social position and character into something more like a religious icon – the portrait becomes a vehicle for remembering, perhaps idolising. Portraiture thereby transforms itself from inhabiting the world or reality and moves into the spiritual, obtuse realm.
If it is true that likeness to the model is central to portraiture, how can the portrait be reconciled with abstraction? And this is where we continue to question whether facial likeness is indeed essential to the portrait. Certainly the semantic/linguistic origins of the word portrait are from the Latin verbs ‘portraho’ and ‘retraho’ meaning to copy. I ask does the subject of the copy necessarily have to be the face or can it be another equally important feature of a complex subject. Likeness, after all, is a fairly immeasurable and transient thing…and we need to actually have seen the subject to be able to draw a conclusion as to whether a portrait is a ‘good’ likeness. Often we have never seen the real person. So equally the question arises, can it be a likeness to a subject’s ‘sense of being’ rather than facial features that the artist creates?
There is no doubt a portrait is an elusive thing. We are fooled into thinking this image before us is a real likeness – a likeness offered in the here and now that relates to the past and yet we relate to it in the here and now; a likeness that is both corporeal and psychological, and yet we have no way of knowing if this representation is real or unreal because while the data that is offered to us appears to be factual, it is data that we can only relate to in a subjective manner. The elusive twists in the tail that portraits offer us as viewers.
Serraller, F.C. The Spirit Behind the Mask in Alarco, P. & Warner, M. The Mirror and the Mask: Portraiture in the Age of Picasso. Yale University Press in association with Kimbrell Art Musiem, The Museo Thyssen-Bornemisza, The Foundation Caja Madrid
This articles looks at how portraits have evolved into the modern age depending on the focus and priorities of the times. Since the Renaissance when portraits had moved from the basic depiction of the body with little individuating features to fine examples of ‘likeness’ the focus at work has been a dialectic whose extremes were commemoration (where a likeness was required) to display (to show the sitter’s spiritual and material attributes) This dialectic has continued into the modern day.
With abstraction, impressionism, the rise of the technology of reproduction and post modern theories of identity and the science of DNA, the creation of one’s face and body image has become trivialised. After all, a face that can be changed with plastic surgery can’t compete with the inarguable DNA test. No longer does society see our face, our external images, as revealing and 21st Century art must go beyond searching for a means to create a credible ‘likeness’
Soussloff C, M (2006) the Subject in Art. Durham & London: Duke University Press
Soussloff's book is essentially about the importance of the Viennese portrait in the 20th Century. In establishing her arguments, she refers to early definitions of the portrait, the establishment or birth of ideas about the 'subject' in philosophy, history, psychology and in parallel, art. Her research covers European art from the Modern era (particularly Expressionist and Abstraction) up to the rise of Post Modern or Post Structuralists of the late 20th Century and 21st Century.
She believes that portraiture is significantly different from other forms or art and it is this difference that marks its significance in understanding how human beings understand their world through art. It is that portraiture has a functional dialectic between the truth of the external representation that coexists with a claim that it also represents an interiority or spirituality of the subject. And both of these reside in the portrait itself and the eye of the viewer.
"The truth claim of an indexical exteriority, or resemblance, to the person portrayed simultaneously coexists in the genre with a claim to the representation of interiority or spirituality. Both of these are said to reside in the portrait representation itself and in the eyes of the beholder." (p5)
This theory of portraiture dates back to the Renaissance. German philosopher Hans-Georg Gadamer says "The portrait is an intensified form of the general nature of a picture. Every picture is an increase of being and is essentially determined as representation, as coming-to-presentation. In the special case of the portrait this representation acquires a personal significance, in that here an individual is presented in a representational way. For this means that the man represented represents himself in his portrait and is represented by his portrait....What comes into being is not already contained in what his acquaintances see in the sitter" (Gadamer (1975) Truth and Method, 63 New York: Continuum)
She says
"My account of the history of the subject in art gives portraiture an important place in any concept of representation that situates the human being at its centre., indicating that the portrait representation retains a particular hold on our visual imagination in the modern period. These paintings and photographs are not only fictions - inasmuch as any work of art is fiction - nor are they only documents - inasmuch as they have traditionally been understood to give evidence of a persons existence or appearance. Portraits also demonstrate an engagement with representations as such at the most acute level of historical significance; the human or subjective level." (p120) "Portraits take us away from the passive state of "It is painted" to the complex action of "I see another" (p122)
Recognition rather than identification is the main indicator of depiction. This becomes particularly important in the 20th Century abstraction when the effacement of the face (Picasso, Warhol) becomes a way of highlighting the contingency of portraiture, or subverting the need for 'likeness', to point to the other characteristic of interiority.
"The standard of likeness cannot be maintained in the object portrait with any consistency, but the expectation that we can potentially or actually recognise an individual in a portrait makes the genre what it is" (p6)
Picasso's Portrait of Gertrude Stein, was the beginning of the suppression of the mimetic imperative for portraiture while at the same time giving a good representation of the subject. And others, Portrait of Ambrose Vollard, Wilhelm Unde etc. and could be seen as a reaction to the rising popularity of photographic portraits. They still bear hallmarks of portraits though - hands, faces, subdued background - there is still much information to mark them as portraits... or still an "analogical plenitude" as Barthes calls it.
She goes on to discuss French philosophers in particular Sartre and his book The Psychology of the Imagination. Sartre discusses the triangulation of portraiture - that the viewer's imagination is an essential part to the structuring of a satisfying resemblance and so a satisfying portrait. So we have the status of the portrait dependent on the subject, the artist and the viewer, particularly in modernity where, if we are to see resemblance, the imagination (and desire to be connected) of the viewer is necessary to complete the whole picture of the person to whom the portrait refers. She therefore concludes that portraiture plays a part in social engagement.
"The portrait makes visible what we imagine of others. The consciousness of the other displayed in the genre of portraiture gives rise to the useful understanding of portraiture as a social engagement" (p14) But the important thing to note is that the subject is not in the portrait but in the viewer. This is the "illusion of immanence" as Sartre calls it (Sartre Psychology of Imagination, p5)
Lacan sees the important point to be the transformation that takes place in the subject when he identifies himself transformed into an image (Lacan, J The Mirror Stage as Formative of the Function of the I as revealed in Psychoanalytic Experience) This is particularly relevant in self portraits where from the point of view of the artist/subject, it is the "symbolic reduction" (Lacan) and not the resemblance to reality that becomes important. Subject, identity and representation become interlinked and confused. In a portrait, to say who is the subject is no longer in the power of the subject, but rather the questions is drawn beyond itself, beyond the representation (portrait), to the point where who is the one who gives the subject identity. There is no freedom in this act because the artist, the subject and the viewer are bound by consciousness.
And then to Barthes who sees the subject (opposed to Sartre and Lacan) as not whole. Instead of the portrait (he says literature) being a plenitude of description of a whole subject, it is a void around which the artist has woven a discourse. It's not about the subject but about its absence.
"The subject is not an individual plenitude which one is or is not entitled to pour off into language (portrait) but on the contrary, a void around which the writer weaves a discourse which is infinitely transformed...so that all writing (painting) which does not lie, designates not the internal attributes of the subject, but its absence" (Barthes Criticism and Truth p85)
Expressionism began in Vienna and Germany. As one critic wrote at the time "The Impressionists represent that something more in the Object and suppresses it in the Subject: The Expressionist knows only 'something more' of the subject and blocks out part of the Object." (Bahr, 1916)
In 1970 there came forward a radical political theory of art based on Marxism...Benjamin, Hauser, Adorno, Berger. Photography from the turn of the century, was the harbinger of this change allowing realistic portraits of the bourgeois and forging a connection between technology, portraits and class in the early commercial photographs. In A Small History of Photography, Benjamin writes
"In our age there is no work of art that is looked at so closely as a photograph of oneself, one's closest relatives, and ones friends, one's sweetheart, wrote Lichtwark back in 1907, thereby moving the enquiry out of the realm of the aesthetic distinctions into that of social functions" (Benjamin 1979 252-253 in One Way Street and Other Writings 240-57. London Verso)
Photography allowed multiple copies of portraits that became marketable objects that needed more changes to increase sales. And cubism answered the challenge by going to places where photographs could not go.
Walker, J (1984) Portraits: 5,000 years. New York: Harry N. Abrams Inc.
A complete overview of the history of portraits from Egyptian 3100 BC to the 21st century. His open and broad definition “so long as a man or woman is…portrayed as a recognisable individual, identifiable or not, I consider his or her likeness a portrait” (pg 7)
He sees the changing character of the portrait to be influenced by the times in which the artist lived, the relationship she has with her sitter, the subjects requirements, the artists interpretation of the subject and the skill and techniques she employs.
Egypt 3100-500BC: largely sculptured tomb portraits designed to capture and/or house the Ka or soul of the dead on their return.
Greece 500-75BC: The spirit was seen as ephemeral, air-like, so it was not necessary to offer a recognisable body to return to. Artists and subjects were more interested in an idealised likeness. As in Egyptian times, sculpture dominated.
Early Christian Medieval 250-1400: The pre-eminence of religion. Human figures were minimised so as not to compete with God. The figures had a sense of the divine, their eyes expressed faith and virtue. By 1100 coffin statues or effigies were popular and were more likely to show a near likeness.
Renaissance 1400-1600: An explosion of portraiture with the decline of religious repression and the rise of the individual. Philosophical definitions of the self, from Descarte and his followers, saw the human as being dualistic; body and mind were two distinct elements. The human face was observed minutely, studies in anatomy applied, and the mind or psychology was observed. Da Vinci wanted to capture the “motions of the mind” (pg 86) For Renaissance thinkers the motions of the mind were defined by the four humours that ruled body and temperament. Not psychology as we know it today. Northern Flemish artists concentrated on minute observation, Italian more outlines, perspective, chiascuro, idealised body form and structure.
Baroque 1600-1700: Rubens, Velaquez, Hals, Rembrandt. There were continuing developments in the decline of religion and the rise of individualism leading to more focus on the internal reality of the subject. Rembrandt in particular, with his self portraits, was able to delve deeply into the flux of the human condition.
Bourgeois/Romantic 1790-1914: Ingres, David, Delacroix, Corot, Manet, Renoir, Degas. French portraiture dominated this era. The prevailing focus was to observe the envelope of the body and face rather than the anatomy as in the Renaissance. It was during this period that we see the start of photography which signalled the decline in the portrait artist both in status and numbers. With less patronage and perfect likenesses being offered easily and more cheaply by the photographer, painters turned increasingly to abstraction to depict the inner psyche of their subjects.
Van Gogh, Gauguin, Whistler, Singer Sargent, Rodin
Modern 1900-1983: Three factors marked a decline in portraiture – photography, abstraction (to distinguish itself from the photograph) and lack of patronage. Freud and new psychoanalytic theories paralleled the rise in Viennese Expressionism, as Munch, Kokoscha, Shiele and Beckman painted with an emphasis on psychological states of mind rather than bodily and facial likeness.
Warner, M. Portraits About Portraiture in Alarco, P. & Warner, M. The Mirror and the Mask: Portraiture in the Age of Picasso. Yale University Press in association with Kimbrell Art Musiem, The Museo Thyssen-Bornemisza, The Foundation Caja Madrid
Warner contends that modernists didn’t give up painting portraits despite the rise of photography and its low status because “it was the most subvertible of the genres” (pg 11) The Portrait tradition for the modern artist was a theme ripe for subversion.
Modern portraits rejected the Sunday best clothes, the fine stance, the idealised beauty and instead the sitter joined the artist in their studios. Portraits became more about the artist than the sitter and it was the fact that they were close to the artist that was the cache and status for the sitter.
Woodall, J (1977)(ed) Introduction in Portraiture: Facing the Subject. Manchester & New York: Manchester University Press (pg 1-25)
Woodall outlines, in a slightly haphazard way, several intersecting subjects in her introduction to the book Facing the Subject. She begins with an outline of the history of portraiture as it concerns concepts of identity from the dualism of the Renaissance to post structuralist ideas of the twentieth century. She discusses how these concepts have influenced all aspects of portraiture; the representation of status and the search for ‘likeness’ and its changing relevance.
The Renaissance marked the re- birth of portraiture; by the 1500s ‘realistic’ portraits were widespread. This rise was in parallel or because of the equal rise in the individual power and status of the non-noble in the bourgeois. There were already clearly defined ways of portraying status; royalty often full body, brightly coloured emphasising the genitals; scholars with the accoutrements of their learning; clerics in robes and throned,; women – all had distinct styles associated with them.
There was an expansion of portrait types and numbers in the 1600s. The 1700s France and England dominated. Portraits were beginning to be seen as lower status art because there was less room for the ‘artist’ to shine. In the 1800s issues of truth and realism came to the fore in portraiture. Black and white were the chosen colours for men though women were still brightly coloured. Seen as more serious. During this time was the rise of physiognomy with Lavater. Photography also influenced the demise of the status of portraits because they became so readily accessible for the poorer classes.
Modern Impressionists with abstraction and Cubism began to break down portraiture’s identification with physiognomy and likeness. The long held beliefs that portraiture had to mimic or render a true likeness of the subject in order to depict their identity was breaking down. There were more portraits with family and friends in relaxed settings – the depiction of status was no longer one of wealth rather intimacy with the artist.
The Twentieth Century rejected likeness and challenged the belief that likeness to a living person is necessary for the representation of inner identity. Modern ideas of portraiture no longer follow the Aristotelian view that they literally made present again; re-presented the person depicted whether alive or dead. Today, the fixed immovable features of a portrait can seem like a mask frustrating our desire to see the interior identity of a subject.
Concepts of identity are inextricably linked to the history of portraiture. Descartes was the first to separate body and mind and thereby create dualism. In the 1850s Marx saw personal identity as linked to history and socio-economic conditions. Freud saw identity as in part housed in the body – the unconscious driving force of a person’s inner identity is repressed sexual instinct. Lacan saw identity as dependent on shared system of signs – language. Darwin saw identity as being wholly a unique impersonal genetic blueprint. Derrida sees identity as being dependent on all things outside the ‘self’. Identity is not a fixed thing but an ongoing process between language between individuals. For portraits, the interplay between viewer, artist and sitter or within the psyche of the artist and sitter all exist within the identity being represented.
Van Alphen, E. (1997) The Portrait’s dispersal: concepts of representation and subjectivity in contemporary portraiture in Portraiture: Facing the Subject. Woodall, J (ed) Manchester University Press
Van Alphen offers a succinct and coherent critique of the more traditional definition of portraits offered by Richard Brilliant (1991)
“Fundamental to portraits as a distinct genre in the vast repertoire of artistic representation is the necessity of expressing this intended relationship between the portrait image and the human original” (pg 7) Portraiture. Cambridge Mass: Harvard University Press.
That is, that a portrait refers to a human being which exists outside the portrait. And further to this, it is a portrayer, the artist, who carries out the referencing or representing. It is essentially a double act – both the portrayer and the portrayed exist as an original reality and as this double act, they create a special relationship that increases the ‘being’ both of the represented and the representation. It is the double act (my words) itself that creates the ‘authentic’ portrait; the mode of representation that makes us as viewers believe that the signified (sitter) and the signifier (portrait) form a unity.
He believes that in the 20th century, this definition became problematic largely because the portrait genre was the perfect place to deconstruct prior thinking about the definition of the self. The mimetic representation of the portrait seemed to offer an authoritative view of the human subject and so the portrait as a genre was the perfect place for artists to subvert this view.
Picasso, Cindy Sherman, Warhol, Francis Bacon, etc, in their portaits have challenged and marked new ways of thinking about the intersection between portraits and human subjectivity.
A good summing up in the conclusion:
"The kinds of images I have discussed all suggest that portraits have not at all become a dead genre in 20the Century art as some critics have claimed. Conceptions of subjectivity and identity have been challenged, mimetic conceptions of representation have been undermined in all sorts of ways. This has led to the implausibility of the intertwinement of bourgeois subjectivity with mimetic representation but not to the death of the genre itself. Artists like Warhol, Sherman and Dumas show how a genre can be liberated from its history so that it can become an arena for new signification. The project of portraying someone in his/her individual originality or quality of essence has come to an end. Bur portraiture as a genre has become the form of new conceptions of subjectivity and new notions of representation." (p254)
(Welchman, 1988) Face(t)s: Notes on Faciality
Early 20Century Modernism effected the face - it was either "evacuated from the scene of representation, or hyperrationalised (Schlemmer), etherealised (Redon) or radically distorted (Kirchner)" (131)......the face, with its appearance, disappearance and reappearance always written through with traces of history of its forms and uses, we find it one of the places in representation where the past and the present collide most powerfully, and continually exchange a message of crisis." (131)
Faces have played a part in political and theocratic power, they have placed themselves with God, they have played their part in monetary exchange, they have subjugated populations and races via study as 'types', and they have been used and subverted in the exploration of individuality and self definition.
Roman portrait bust were seen as idealised forms, late antiquity, the self and face became a place for finding the correspondence with itself and the divine and for a thousand years after Constantine until the 1300s, the divine face was the dominant for of representation... even rulers and those to whom portraits most referred, were seen in divine mask-like representations.
After the explosion of technological, anatomical, social and political changes of the Renaissance, three discourses took precedent regarding the face. Physiognomy defined by Lavater as "the science of knowledge of the correspondence between the external and the internal man, the visible superfices and the invisible contents" (JC Lavater (1774-1778) cited in John Graham, Lavater's Essays on Physiognomy: A Study in the History of Ideas, Bern, Frankfurt, Las Vegas. Peter Lang, European University Studies, 1979 p48)
Pathognomy was the science of the face in motion rather than Lavater's study of the features of the face at rest.
Phrenology was the study of the contours of the skull as it was believed, it was influenced by characteristics of the brain; the bumps and bulges indicating a precise description of the inclinations and characteristics of the individual.
Charles Le Brun, took these studies to his portraits. They were seen as a refutation of the more naturalistic Renaissance portrait, and instead a move towards scientific codification.
20th Century
Photos in the 20 century became the domain of conflict between the real' and the 'reproduced'. The face changes its story:
"The face becomes the particular subject of a whole gamut of anti-naturalist gestures" ... saturated colour of the fauves, visages packed with brush marks, expression, symbolism and mystery by the impressionists; the geometric grids and fractured planes of the cubists, convoluted folds of the futurists "radically deny the frontality and presence of the depicted face, substituting a multiple viewpoint, the invasion of context..."
"The face is no longer a visible token of public esteem or self-aggrandisement; it is no longer a mirror for the soul or an assigned marker for the narrative flow: it has eventually become an arena of fracture among other adjacent places, other marks." (p135)
Postmodern
60s and 70s saw the face as an architecture of abstraction but this one dominated by mimesis (Close) Postmodern artists also use the face but as a site to investigate the subjectivity of reality and the iconography once present in the face. All that was once accepted, is now under the probe of the portrait form. Un-personed faces of Burson, Sherman, celebrity constructions of Warhol and Mapplethorpe, subject-less conundrums that investigate the constructions of the political and social. Its through the face that we are able to interrogate and investigate.
(Derrida, 1987) The Truth in Painting
This is nonsensical apart from the section on the Portrait of Walter Benjamin where he speaks of the need and importance of the title. As he speaks of this portrait he says he doesn't speak about the portrait he says he doesn't speak about painting but rather, around painting.
That the title Retratto di Walter Benjamin names a portrait which an author whose text has become a legend; "a dependent piece played, analysed, interpreted by the portrait. Which nonetheless, looks at the author" (p175) And the text is about authenticity in which "the presumed uniqueness of the production, the being-only-once of the exemplar, the value of authenticity is practically deconstructed" (175)
The portrait (by Valerio Adami) shows Benjamin decentred, not whole, with the name 'Benjamin' in the centre and complete. Hence Derrida says:
"When the face begins to disappear, or as here, no longer to occupy the top of centre, the legend becomes necessary... Disappeared is the subject. What has disappeared appears, absent in the very place of the commemorative monument, returning to the empty place marked by his name. Art of the cenotaph." (178)
Like Portrait of Ross, when the subject is no longer, the title must be prominent - like a cenotaph.
(Subhash Jaireth, 2003) What is There in a Portrait? Adami's Benjamin and the Aura of Seeing
Interesting article about Derrida's postmodern analysis of Adami's Ritratto di Walter Benjamin in The Truth in Painting. In the process the writer engages with the portrait, Benjamin's writing The Work of Art... and what it means to have the added 'arura' (Benjamin's word from Little History of the Photograph) of a title and narrative and real photograph as part of the portrait.
First he talks of Derrida's idea of talking around a painting rather than about it.
"in The Truth in Painting, Derrida notes that he has written "four times around painting." The word "around" is italicized. Why doesn't he write about painting(s)? Does writing around painting include writing about, going in and out of and around painting? What is "around" painting and of a particular painting? Where does a painting begin and end? What are its limits, boundaries and thresholds? What is that which frames it?"(p35)
" I think I should reword this question to Who is there in/behind a portrait? Because for portraits or portraiture, as art historians would like to call it, central is the question of presence and absence of human trace, its visibility and invisibility, its inscription and erasure... However, because portraits re-present human figures, real and imagined, their seeing and showing also contains the ways through which a society learns to imagine human essence, in other words discourses and practices about body, self, soul, mind, identity, and subjectivity" (p37)
"We know that we are given only a face, or part of the face, or just a few brush strokes or charcoal lines, but that is enough for us to imagine the rest, to add the invisible to the visible, and complete the picture... However the aim of a portrait is not only to reproduce a likeness of outer appearance but to go beyond and inside it. We have been trained to operate within the well-known Cartesian divides of body/mind, matter/essence, physical/spiritual, outer/inner, content/form; and hence, the recognizable body, its appearance, functions only as a vehicle, a transport, a metaphor for the mind, essence, the being of the person portrayed. The recognized "body" we are told needs to be looked at as a frame, a parergon (ornament, dress, extrinsic, surplus, addition, adjunct, supplement, exceptional, strange, extraordinary, bracket), for the ergon, the real work, the inner trace." (37)
This is how the added value works - title, narrative, knowledge, photo - Benjamin's biography is added to the portrait.
He then talks about Benjamin's idea of Aura (first discussed in Little History of the Photograph) where Benjamin says once the exhibition value of a photo ( when reproduced) overtakes the cult value (memory to loved ones) then the uniqueness of the object is lost and they are taken out of their auric shell.
He sums up
" The presence of a person, a proper name, in an image adds the possibility of appending a biography to it. With biography comes the narrative added into and around the image. A portrait is both a visualized narrative and a narrativized visual. But when we look at a portrait we want to see the story and not read it, and see it in a flash, with a glance gleaning over the visual space. We thus expect the story to be performed and shown. Thus a portrait is most of all a performance, a spectacle and like all spectacles the fun begins only when it is placed before us, the viewers." (p45)
(Siegel, 2014) On the Face of It
The representation of the face once had a stable foundation - the frame around a canvas. No longer - the window to the soul is now shown on digital screens. The face is no longer essential to a portrait - just look at the variety FB profile pictures.
"The idea now seems to be that the face hides so much of the person's reality that the true markers of autobiographic revelation are anything but the person's face." (p73)
However, we still follow our Darwinian biology and attend to the expressions of the face - we are still intrigued and beguiled - even though, intellectually, we have abandoned the idea that the face can reveal any important personal data. Abandoning the face is not a plunge into nihilism however, but rather by opening the field to use other images other than merely a face, front and central, we can reveal new understandings of reality.
She then talks of PORTRAIT OF ROSS.
(Berg, 1989) Interview with Andy Warhol
This quote strikes both a modernists and postmodernist chord: we see the modernist obsession with the painterly surface and the postmodern obsession with the false surface as a site of political and social power.
"If you want to know all about Andy Warhol, just look at the surface of my paintings and films and me and there I am. There's nothing behind it" (56)
(Brilliant, 1991) Portraiture
"The very fact of a portrait's allusion to an individual human being, actually existing outside the work, defines the function of the art work in the world and constitutes the cause of its coming into being" (p8)
"Simply put, portraits are artworks, intentionally made of living or once living people by artists, in variety of media and for an audience" (p8)
Viewers are compelled to ascertain the names of the subjects of portraits because the stories attached are important....relationships, interactions, the self and its presentation, history
"Portraits stand to their subjects in the same way proper nouns stand to the objects denoted by them. (Scruton, 1983)p11) (See ch 11 for talk of names)
"Portraits exist at the interface between art and social life and the pressure to conform to social norms enters into their composition because both the artist and the subject are enmeshed in the value system of their society" (p11).
"In portraiture, the possibilities of identification range far beyond the boundaries of mimetic description" (p12)
"We are not a materially constituted whole, identical for everyone, which each of us can examine like a list of specifications or a testament; our social personality is a creation of other people's thought" ( p32) (Proust, 1925)
"What is the art of portrait painting? It is the representation os a real individual, or part of the body only; it is the reproduction of an image; it is the art of presenting, on the first glance of an eye, the form of a man by traits, which it would be impossible to convey by words." (quoted p35) Lavater Essays in Physiognomy Vol 11)
Warhol from page 49 & 134
Talks about portraits of real faces without names - says they are NOT portraits (p55)
Scruton talks about photography which captures a moment and portraiture which
"aims to capture the sense of time and to represent its subject as extended in time, even in the process of displaying a particular moment of its existence. Portraiture is not an art of the momentary, and its aim is not merely to capture fleeting appearances. The aim of painting is to give insight, and the creation of an appearance is important only as an expression of thought." (Scruton, 1981)(p586)
This quote applies to the aim of film portraiture - to capture that essence of painted portraiture in extended form - different to photography which is most definitely only a moment.
Talks of Klee and masks as a form of concealment. For Klee it was because he believed there was no core slef. (p66)
Durer from page 75. and physiognomics.
Oscar Wilde says
"Every portrait that is painted with feeling is the portrait of the artist not the sitter. The sitter is merely an accident, the occasion. It is not he who is revealed by the painter; it is rather the painter who, on the coloured canvas, reveals himself." (Wilde, 2006)(p40)
(Freeland, 2007) Portraits in Painting and Photography
Freeland sees that portraiture has two fundamental aims: a revelatory aim, requiring accuracy and faithfulness to the subject, and a creative aim, that is, artistic expression and freedom. She quotes Matisse:
"The art of portraiture... demands especial gifts of the artist, and the possibility of an almost total identification of the painter with his model....2 I believe, however, that the essential expression of a work depends almost entirely on the projection of the feeling of the artist in relation to his model rather than in organic accuracy...."(quoted in Klein, J. (2001). Matisse Portraits. New Haven: Yale University Press, 2001)
Norbert Schneider in The Art of the Portrait (Schneider, N. (2002). The art of the portrait: Masterpieces of European portrait painting 1420-1760. Koln: Taschen, p. 28) tells us that portraiture "came into its own" between the late Middle Ages and the seventeenth century, when members of various social groups, and not just princes, clergy, and nobles, began to sit for portraits. Portraiture developed along with Renaissance and early modern conceptions of the human individual. The portrait encompasses distinct and even contradictory aims: to reveal the sitter's subjectivity or self-conception; and to exhibit the artist's skill, expressive ability, and to some extent, views on art. But historically this second aim was more restricted than we now imagine, and reciprocity was not the dominant paradigm for the painter/sitter relationship. Given the tensions involved in faithful versus flattering rendering of the subject, it is not surprising that some of the earliest "personality-filled" portraits were self-portraits. Especially noteworthy are those done by Albrecht Durer near the end of the fifteenth century.
However portraits are done for artistic reasons NOT purely indexical.; the painstaking face-mapping is rarely done in a spirit of physiognomic pedantry.
(Steiner, 1987) Postmodernist portraits
"The painted portrait is assumed to be iconic, resembling what it represents. It is also indexical, however, gesturing towards the extra-artistic actuality of the subject and functioning in an almost magical fashion so as render that subject present. But in doing so, it depends on semiotic symbols - title, iconography - to establish the subject's identity in a definitive manner. A fusion of icon, index, and symbol, of centripetal and centrifugal reference, the portrait is an extremely complex semiotic structure." (p171)
"On the one hand the work focuses on its represented subject: on the other it expresses the artist's conceiving of that subject and hence the artist per se....and so one might claim that the portrait rests on a competition between sitter and portraitist as to not only which in the true subject but which is the true author." 171
Steiner then goes on to talk at length about Gertrude Stein's literary portraits, Andy Warhol, Close, Hockney and Robert Rauschenberg.
She see Stein's portraits have many similarities with these postmodern portraits and that
"through (portraiture) we realise how powerful a vehicle of postmodern concerns the portrait's paradoxes have become"
(Peter Warren MacKinlay, 1980) Review: Exact Resemblance to Exact Resemblance
"In the Middle Ages and in the Renaissance, portraits were simply stylistic exercises in which the creator dealt with established topoi to draw an idealized portrait. By the twentieth century, how- ever, conflict emerged between the conventions of realism and naturalism and the experimental aims of the modem schools of stream of consciousness, surrealism, and archetypal literature... . Stein wished, therefore, to divorce her treatment of an individual from topoi in order to create a verbal equivalent of an existent person, a true literary imitation of an individual... Stein combines features from conventional literary portraiture with her own time dislocations in order to achieve character representation... "
She used three styles of portraiture during her life.
"In the third and final phase, the portraiture of self-contained movement, Stein sets into operation a set of intricately varied internal relations, a phonology and a syntax devoid of semantic reference, in order to create a mimetic rendering of the essence of the subject-"essentiar movement for essential movement" (p.121)"
(Foster, 2010) Test Subjects (Andy Warhol)
An article about Warhol portraits.
He talks about how the mechanical technique of the photograph or portrait affects the way the sitter presents themselves
"One can only empathize, intermittently, with his or her travails before the relentless camera, that is, again, to empathize with the vicissitudes of the subject becoming an image—with wanting this condition too much, resisting it too much, or otherwise failing at it. " (42)
"the histrionic mugging of the friend in the photo-booth picture, the blank look of the criminal in the police shot, and the come-hither look of the actor in the publicity image. These genres differ greatly, of course, but all involve the mechanical imaging of a self for purposes of identification; whether willing or not, this self is subject to both alienation in the image and automatization in the process....
If, as Benjamin argued in “Little History of Photography” (1931), the long exposure required for early forms of photography allowed the sitter time enough to develop into an image, as it were, and thereby to convey a strong sense of an inward self through such representation, the sudden click of the snapshot produces much the opposite effect. With the additional pressure of its sudden flashes, the photo-booth in particular often surprises, even mortifies, its subjects, who are often led (in a preemptive move) to mug for the camera all the more... If self-presentation is largely willing in the photo-booth picture, it is not so in the mug shot; its strict frontal and side views are compulsory, and identification approaches mortification as a matter of course... By and large criminals shun recognition, and are threatened if they become too iconic, whereas stars seek recognition, and are threatened if they are not iconic enough (34-35-36)
"This distressing is not removed from the drilling or testing of the subject mentioned above. “Another nature . . . speaks to the camera rather than to the eye,” Benjamin asserted in “A Little History of Photography,” and in his treatment of the photo-booth pictures, the mug shots, and the publicity images Warhol sug- gests that different natures also speak to different photographic genres and cam- era set-ups.18 He was especially intrigued by the particular nature that speaks to the movie camera." (38)
If there was a scenario here, then, it was one of an unaided encounter with a technological apparatus, in the blank face of which the lone subject was left to project a self- image as best he or she could. (39)
(Grudin, 2014) Review of Citizen Warhol
He sees Warhol as best artist exemplifying the dissolution of the previous model of the bourgeois ego, the 'I' defined as self-sufficient which a liberation from feeling because there was no self to do the feeling. He sees him as "the leonardo of our day, the figure that best expressed the lived experience of our consumer age" (225) and the artist we know as "the ur-postmodernist" the iconic pop artist whose work and public persona epitomise a new cultural era.
(Watkins & Peacock, 1973) Portraiture of Munch (Watkins 1973)
A review and critique of the TV doco by Pater Watkins on the portraiture of Edvard Munch. Read more if required. Should be in Film section and included in Doco lit review.
I will include this quote from Laura Cumming about self portraits:
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"Self-portraits, catching my eye so deliberately from the gallery wall. And even when it was explained that this intensity of look originated in the mirror - the artist studying him or herself - I still felt a frisson of recognition, something like chancing on one's own reflection. This switch that self-portraiture effects, putting you in their position, seeing the artists as they saw - or wanted to see - themselves, is so unique and human
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(Laura Cumming, ‘In Praise of the Self-Portrait’, The Observer, Sunday 5 July 2009, www.theguardian.com/artanddesign/2009/jul/05/laura-cumming-praise-of-self-portraits Accessed 6 October 2014)
While getting to the experiential essence of the self-portrait, Cumming de- scribes Watkins' ongoing project/ion: of his art, his view of himself, his view of Munch and in terms of the complex binds between the personal and the com- munal. She sums up how, in Edvard Munch, Watkins seeks to express his view of the artist as well as of himself, through a biographical portrait and, at the same time, wants the audience to turn from the film to their own memories (‘chancing on one's own reflection’). (peacock28)
PORTRAITS & SELF:
Freeland, C (2010) Portraits and Persons. Oxford University Press.
Freeland offers an overview of thinking from the late Renaissance to the 20th Century, on the theories of identity that informed painters through the centuries.
Descarte, E (1649) Passions of the Soul.
This was the treatise upon which Charles Le Brun, the court painter of Louis XIV, based his theories. (And that Bill Viola based his video work The Passions, (2000)) They became the guide for portrait painters for at least the next 100 years. He followed Descarte in claiming the centre of the soul-body interaction was in the pineal gland which makes its feeling most apparent in expressions in the face, particularly the eyebrows.
Lavater, J.C (1775-1778) Essays on Physiognomy: Designed to Promote the
Knowledge and Love of Mankind.
Lavater, believed each face had a physical semiotic code with a message. His theories had a great influence on portraiture across Europe and America into the modern period with Manet and Degas, with many artist’s manuals being based on his theories at the time.
Gall, F.J. (1810) Physiology of the Nervous System in General, and of the Brain in
Particular.
It was upon this work that the ‘science’ of phrenology was developed. Gall developed a system whereby he believed the bumps, shapes and proportions of the face would show the level of moral virtue, vice, intelligence, vanity and pride of their owners. In this way, merely by portraying accurately a face, one could be said to be revealing the deep psychology, the true ‘self’ of the subject.
Bell, C. (1806) Essays on the Anatomy of Expression in Painting
Phrenology was quickly overtaken by new theories of psychology for explaining and understanding the character and emotions of a sitter. His ideas influenced artists, particularly the Pre-Raphaelites.
Boulogne, G.D de. (1862) Mecanisme de la physiognomie humaine
Boulogne followed through Bell’s work with his photographic experiments on the faces of mental patients
Darwin, C (1872). The Expression of Emotions in Man and Animals
Darwin was the first to undertake scientific studies to determine conclusively the facial expressions of emotion. He concluded that some expressions are universal across cultures and even across species.
Ekman, P. (2003) Emotions Revealed: Recognising faces & Feelings to Improve
Communication & Emotional Life. New York: Times Books
and
Wallace, V. & Friesen. (2003) Unmasking the Face. Cambridge, Mass: Malor Books
With the 20th Century came a more sophisticated understanding of human emotions, repressed emotions, unconscious desires and deep psyche with psychoanalysis and other psychological theories. Both Ekmen and Friesen followed and expanded on Darwin’s studies on the expressions of the face, exploring the emotions of sadness, surprise, fear, anger, disgust, happiness as well as deceptive facial expressions, moods and expressions of love and hatred.
Doy, G. (2005) Picturing the Self; Changing views of the subject in visual culture. London, New York: I.B. Taurus
Gen Doy in this book, investigates the Cartesian self-developed by Desecrate in the early 17th Century and the way theories and ideas of selfhood and subjectivity have influenced visual culture since then, into Modern and Post Modern art. Post Modern theorists have argued (Derrida, Foucault, Baudrillard, Lacan etc.) Have argued that the Cartesian view of a stable, individual unitary self should be replaced by the notion that the self is fragmented, fluctuating, decentred and created by society, particularly language and discourse. The individual is not a centred, whole self but rather created by the play of social texts. Hence the basic tenet of Cartesian/Enlightenment theory was overturned and the individual was written or spoken by the texts and not the other way around.
Portraits are the most obvious visual example of this dialectic. Some theorists have too simplistically applied the notion that the art world followed from ideas of self. Some particularly point to Alberti who wrote a treatise on perspective in 1435 which changed the nature of painting. He described the lines coming from the viewer's eye and explained how this information could be used to create a 3D effect on a 2D surface. In this way a hierarchy and ordered universe was created by the interplay of object and space within the frame, thereby creating a master narrative that could not be bypassed. (Interestingly, Baroque styles have developed in the late 20 Century as part of Post Modern reaction to this ordered, master narrative)
This narrative set up a separate all powerful unproblematic viewer and the eye is directed by perspective to specific objects in the canvas. This goes directly against the PM view of an ossillating self and an object that 'looks back' to the viewer (Lacan) As well, modern studies on brain functioning by Daniel Dennett, a writer on psychology and brain function, backs up this idea of a de-centred self. There is no simple viewing of an image and a moment on consciousness about the object. Rather the brain is decentred, with a multiplicity of contents constantly editing and ossilating, multilevel way. (p20)
The view that Descarte's ideas started the revolution in painting is untrue. Alberti was 200 years prior. Rather, art, psychology and philosophy and economics and social events all come together as part of a complex social interaction throughout history and not as a direct influence.. Doy says PM attempts to directly relate Renaissance portraits to Descarte are not successful. Rather the artists were responding to economic conditions -
"We cannot, I believe, expect to find obvious and direct 'reflections' of Cartesian thought in visual art. In the example of portraiture, factors such as pre-existing successful portrait formulae, patronage, the function of the work, and the place of the portrait in relation to other types of art for example history painting, are far more significant than the influence of Descarte and his concept of self" (p33)
It would be mechanistic to see all spheres of human activity simply reflecting on each other. Rather, concepts of, and lived experiences of subjectivity have changed depending on the economic, social, cultural factors influencing certain periods in history.
She goes on to discuss The Ambassadors in a fairly inconclusive way, incorporating Lacan's view on the painting (p45).
She then talks about the post modern body...how popular the depiction of the body has become in PM times but it is a de-selfed body; a body as object; or a body that can be mutiliated or changed (dress, surgery, tattoos) at whim.
She discusses Tracy Emin whose art seems in total contradiction to the PM views of the death of the self - her work is completely self-centric (p71). However even her work turns her-self into an object to be looked at, discussed and deconstructed. Some quotes from Emin - she insists her art is constructed and at the same time she is her art.
"I was much better than anything I'd ever made" and "I was my work" "after I'm dead my art isn't going to be half as good...it's impossible" (p72) (Aurora Gunn Film on Emin for London Weekend Television, The South Bank Show, 19/8/2001)
Plato's cave - the prisoners are tied so they're unable to see behind them. All they can see are the shadows in front of them and believe this is reality. It's not until they are freed to go outside that they realise they were only shadows and not real. This is related to Baudrillard and Sherman.
Autobiography (portraits) and the PM self. She speculates that with PM theory of the self as multiple, fragmented, decentred and not a result of human agency, but constructed by language, can there be such a thing as a self portrait or an autobiography? Spence writes
"Out of the broken pieces of the self will come a subjectivity that acknowledges the fragmentation process, but which encompasses and embraces the parts and brings them into dialogue with each other" (Spence, j. Putting Myself in the Picture: A Political, Personal and Photographic Autobiography Seattle: Real Comet Press 1988 p198)
So the self portrait or autobiography can coexist with PM thought.
Look at Roland Barthes by Roland Barthes. It is a book with a series of discreet sections with discreet headings all written by him, sometimes even in the third person. They are a montage of free-flowing thoughts. He tells the reader that "All this must be considered as if spoken by a character n a novel - or rather by several characters" (p119 quoted on pg 146))
Peter Collier, about Barthes on Barthes says this kind of montage writing works against the illusion of reality so that the viewer can't settle into an illusionist pact and has to instead continually question and analyse. And to do this analysing, one must maintain a critical 'self' - one who is writing and one who is viewing, so we have rather than a fragmented self viewing a fragmented self, we have two critical subjects. (
Passports
Ironically, as consumers and citizen holders of passports, we are still most definitely seen as the Cartesian whole. Barbera Kruger's work "I shop therefore I am" is utterly apt for this aspect of our selfhood. There is no 'death of author" here. Many PM artworks also maintain a strong sense of self.
"There is, however a distinction between the economic self and the cultural one. Avant-garde cultural theory and practise explores many kinds of subjectivity, whereas in more fundamental spheres of social and economic life, the individual, property owning, consuming and passport holding self still holds sway" (p 187)
(Doy, 2002) The subject of painting: works by Barbara Walker & Eugene Palmer
Doy asks, if the unified self no longer exists, and thinkers such as Derrida, Foucault claim that modernist/enlightenment concepts of self are discredited as ideological concepts favouring male, white and wealthy subject positions and instead the self is contingent, fragmented, decentred and hybrid (Hall, S. (ed.) (1997)Representation: Cultural Representations and Signifying Practices. London: Sage and Open University Press), then how do we explain the continuing presence of portraits and self portraits? As well barthes death of the author writes the artist out of existence, giving preference to the viewer/ reader
An article arguing that the artist and the self/subject still persists and is developing in contemporary artist's work, particularly in black and women artists and subjects.
(La Rocca, 2011) The False Pretender: Deleuze, Sherman and status of simulacra
An article talking through the arguments around whether Sherman's work is 'real' or 'fake', simulacra or indexical.
An icon is a likeness that everyone agrees with. An index is a representation that is related to its object via some quality of fact. Therefore a photo is an icon whereas Sherman's photos cause problems because they make false pretensions to being indexical. Copies are well foundered pretenders; simulacra are false pretenders. A good quality photo is a 'copy; a poor copy of a copy of a copy is a simulacra.
Do we live in a world of simulacra as Baudrillard and Neitsche suggest, or a world of copies as deleuze suggests? The debate continues.
(Brilliant, 1987) Portraits: The Limitations of Likeness
This is good for the section where I talk about the difference between film portraits obsession with truth - and art - at the moment at the end of Doco lit review.
Brilliant says 'likeness' was a prerequisite for portrait photographs. He quotes a judge in a case in 1863 "A most important requisite of a good (photographic) portrait is, that it shall be a correct likeness of the original; " The coming of photography freed the artist from the bounds of 'likeness' (See Bazin?) Fairfield Porter (Fairfield Porter, "Speaking Likeness," Artist's Choice Museum Newsletter, 2:2 (Nov.-Dec. 1981) pp. 1, 2; first published in Art News Annual, 36, "Narrative Art," 1970) believed his paintings were analogous representations, not scientific descriptions and this was the essential thing for portrait painting.
Even the use of the term "likeness' presupposes a difference between the portrait and the subject otherwise no question of likeness would arise. (see Aristotle Topics, 1.17.18)and (Socrates Plato, Cratylus, 432b-d (Jowett trans))
So falsity, as a failure of complete correspondence - is itself as essential ingredient in the concept of likeness.
"So it would seem that all portraits have to be false, and consciously so, in respect to their Subjects, if they are to have validity as works of art" (p171)
"For Cicero, portraits are "likenesses not of the soul, but of the body"; (Pro Archia Poeta, 30; Loeb Library ed., trans. N. H. Watts, Cambridge, Mass., 1923, 38, 39) for the Augustinian William of St. Thierry, likeness is a purely spiritual relationship;( See: David N. Bell, The Image and the Like- ness: The Augustinian Spirituality of William of St. Thierry (Cistercian Studies, ser. 78), Kalamazoo, Mich., 1984, esp. pp. 89-124) for Roger Fry, it was an impediment, when he said of Sargent's portrait of General Sir Ian Hamilton, "I cannot t see the man for his likeness." (Quoted by Noel Annan, New York Review of Books, May 29, 1984, p. 4.) It would seem that portraits, like all images themselves establish coherent structures of data that, as artworks, can be taken as self evident" (p172)
Whatever the mimetic quality of a portrait it remains a representation and therefore distinct from the subject.
"In the end coincidence of perception, not truthfulness, is the true measure of validity in a portrait... the result transcends the limitations of mimesis through the creation of an incorporating sign (a proper name), a distillation of the self through art.
Complimenting this indexing function, which designates the human subject, is the denotational expansion of the image, as presented both by the artist and the sitter through an informed repertory of conventionalised references to capacities, characteristics, and conditions, known to and shared with others in a social context" (172)
(Peters, 2001) Picturing the Self: Art of the Body and Camera Portraiture
A review of the Elkin's book Pictures of the Body: Pain & Metamorphoses.
"The corporeality - the seat of emotions, the antithesis of the soul, the opposite of the intellect ... is emblematic of a series of deeply embedded oppositions for the West that stretch back...to the origins of modern philosophy, beginning with Descartes and Kant, and, in a discontinuous and broken tradition, all the way back to Plato and beyond" (p103)
Post structural thought has wrestled with this Cartesian idea of portraiture where mimetic image / representations of the body are seen as a means/the eyes to the inner soul/mind only rather than acknowledging the corporeality and importance of the body itself. The body was only important because it expressed something inner. The body as a concept is central to the post structural attack on Cartesian thought and its privileging of the mind. The reversing of the importance of the body and its pleasures and pains, over the mind, has come in post structuralism. The body now defines identity and subjectivity with its accent on performance and self-referentiality in post modern arts practise.
So I will make embodied portraits - sounds emanating from the BODY. Bodily sounds - sounds of life/vitality, pain, pleasure, joy.
"The relative neglect of the body by philosophers has skewed Western tradition toward a Platonism and cognitism that on the whole denies physique and physiology, setting up strange attempts to read or judge 'the real' by looking at appearances." (p104)
He says Elkins says "every picture is a picture of the body" and "every work of visual art is a representation of the body" because "we see bodies even when there are none, and that the creation of form is to some degree also the creation of a body" (p1 Elkins)
SELF:
Martin, R. & Barresi, J. (2006) The Rise and Fall of Soul and Self. New York:
Columbia University Press
Outlines theories of self from pre-Greek to modern day. Pre-Greek thinking largely focused on religious myths. It was not until the Greek philosophers Socrates, Plato, Aristotle that Western philosophical thinking was born. The Greeks discussions centred on the divisibility of body or the material and the soul largely within a secular this-world perspective. The Christians, Jews and Islam embraced these ideas and developed them into a religious model.
20th Century
Before World War 11, the self seemed to be a unified subject of investigation; theorists didn't agree about what to say but all thought there was something to investigate. By mid 20th century, the idea of a cohesive self was being challenged by phenomenology, analytic philosophy, depth psychology, existential and humanist psychology, social and developmental psychology and critical theory - but it still survived. By the 2nd half of the century, the self was fragmented and dethroned.
Lacan: In the 1950s and 60s structuralists and semiotic theorists (Levi-Strauss and Barthes) built upon the theories of Saussure to devise models of human culture. Also Lacan, based on Freud and Saussure and Levi-Strauss saw the self as a moment in discourse rather than based in biology as Freud postulated and that individuals, rather than being unique and stable, are social, general and in motion; that they are socially and linguistically constituted, destabilised and decentred. He saw Freud's ego as part of this illusion and therefore the self as an illusion. The 'stable' self would require words to have stable meanings. There's more...
Foucault: was critical of the Cartesian idea of self - he saw the knowing self and subject matter as a function of discourse. He saw that man, rather than having a discoverable nature, is constantly being reconstituted as a subject and object for himself.
"It is a matter of depriving the subject (or its substitute) of its role as originator, and of analysing the subject as a variable and complex function of discourse" The author has been decentred, that is, relegated to linguistic structure - a subject position not a centre. In p[lace of a centre is an author that creates a clearing." (The Foucault Reader. Rainbow. What is an author p118, 102)
He says both Freud and Christians saw the self as private desires rather than public persona. Descarte saw that a rational mind was what was needed to discover the self and truth and that knowledge was clear. There was a search for one's true self. Later it was seen as less clear but still possible to discover through self examination or psychology, on'es true self. Increasingly, our true selves have moved further away from direct view.
Derrida: was a student of Foucault. He also saw that "there is nothing outside the text" (Of Grammatology 1967 Gayatri Chakravorty Spivak (trans) Baltimore Johns Hopkins University Press 1976) Derrida named his view Deconstuction and said that words and concepts including the self are open to question, but we have no choice but to use them. However, aware that they are open to question, we should put them "under erasure" - never lose sight of the fact that their meaning is ephemeral, inadequate and unstable. We cannot attribute truth to the structure because it is built around a flawed and illusory central idea. This applies also to the central ideas of self.
Irving Goffman postulated a dramaturgical model for self where one's social identity is more fundamental that personal identity. That is, the ways one thinks of oneself in relation to groups is more fundamental in defining self than individual characteristics. Following his lead psychologists have developed role theory, narrative theory (Eric Erikson, Eric Berne, Dan McAdams, Paul Ricoer) and script theory (Sylvan Tomkins).
Antonio Demasio, a neurologist, has on the basis of brain damaged patients, developed a theory of self based on neurological conditions in the brain.
History of soul and self
The Neaderthals were the first to care for the dead in such a way as to lead us to think they supposed something existed past death (pebbles etc) Why? dreams, visions, ghosts, astral travel, reincarnation, heaven and hell.
Christians mixed their belief with Platonism and decided that after death both the body and soul were resurrected in a way that preserved one's personal self.
The idea of soul could not survive the impact of modern physical science in the 17 and 18 centuries.
Descarte's idea of the self as consciousness was recruited to take its place, and this provided unity and production of human action. (Descarte introduced the self in the 17Century as a replacement for the soul.)
"After WW2 the self as a theoretically useful unitary object and activity or reflection more or less vanished. " (265)
"Science took the I, as soul, out of heaven and in the guise of a unified self brought it down to earth. Like the soul, the self was to be the source of unity, power, freedom, control, and persistence. So, soon enough what had been one - the I - became many. What had been real became fiction" (265)
The self was dismantled as a unitary area of study and many ideas took its place as we've seen.
M & B say
"...what we characterised as a unified self is not something that we once had and then lost sight of but rather, something we never had to begin with."
However fragmented, we still have a personal notion of our-selves. We still owe money tomorrow from what we borrowed today.
"So far as the self is concerned, regardless of theory we still have to decide what to do now, here with this body in this social world, with these people and so on And each of us has to decide for him or her self." (256)
It's an e-book online here: (also 2 chapters in dropbox)
http://ebookcentral.proquest.com/lib/UTS/reader.action?docID=908534&ppg=265
Reiss, T. J. (2003) Mirages of the Selfe. Patterns of Personhood in Ancient and Early Modern Europe. Stanford California: Stanford University Press.
A fascinating exploration of the changing definition of personhood / self from the Early Greeks to Descarte’s Cartesian man, from which came the beginnings of modern psychology; his motive essentially to illustrate how modern Western ideas of self, the moral concepts of ‘self’, ‘will’, ‘intention’ and ‘action’, cannot be applied to antiquity. In the ancient world there was no idea of a self free to use will, intent and choice; there was no private individual separate from community. Not until the 2nd Century was this concept considered, and not until the 17th Century, the Renaissance, that it became acceptable to think in these terms.
Socrates, Plato, Aristotle
Souls are given to bodies and so via the souls are they given life. A human self is made up of both soul and body and because of the soul, a human self was not individual but rather part of, or embedded in, the reason of the universe. A person was inseparable from their soul, their body and the environment that they existed in. Persons, by nature of their bodies (their embodiment) and their environment, were essentially ‘passible’ (no self determined action only affected, passive relationship to their environment) however their souls were impassible, as was God. The ideal for the ancients, was to become as impassible (as close to the divine soul) as possible because acting from personal will, intention, knowledge without divine grace was seen as being influence by the passions – and passions, by their personal nature, were bad. The ancient mind was not private; all contents of the mind were public, common to all, and open to discourse. To speak of ‘I’ was to speak of the soul. To know oneself was to know one’s soul – to grow closer to the impassivity of divine grace.
Christian West
Augustine (354-430)
During this time, the definitions of personhood were essentially similar to the Ancients; personhood resided in the divine soul (universe), but with the Christian West the soul becomes God. The human soul was still bound to the divine and the environment. Knowledge, language/signs all were pre-existing gifts from God. Even human memory was given by God and the meaning of those God given seeds of memory were released by language. The person was a trinity – being (matter and life), knowing (mind and divine memory), willing (divine guidance and essence) From Aristotle, through Stoic debate, Cicero, Seneca – these elements that make a human – divine, rational, social, environment are of equal value. The early Christians however, shifted the weight and the soul’s bond with the divine (God) became the most important ground of a person.
Hildeguard (1098-1179)
Saw personhood as within circles. These circles were related to the divine (soul) their rational minds and their social roles (embeddedness in the material world) Their individual wholeness was represented as being within these circles.
Passions
The true nature of persons is within. The ancients and Christians saw man as being ‘out of himself’; lost in bodily sin, constantly searching for brief joy, idle pleasure – the passions of the mind. The goal of human life was to return to itself, its soul. Bodily passions like love, are external events that disrupt the self. Motions of the soul are suffered. Plato, Aristotle, Stoics saw them as a disease that had to be controlled. Passions disconnect the soul from reason. Passions are endless movement – unable to offer any foundation for a being. It was not until Descarte’s writings “The Passions of the Soul” that passions were seen as an integral, and not bad, part of a person.
Montaigne (1533-1592)
Was almost a bridge between this thinking and the shift that came with Descarte. He was caught between the ancient ideas of body and soul and the Cartesian subject that was to follow Descarte. He saw a separation between one’s quiet centre of being (soul) and one’s passions, education, social expectations; the former being private and latter all public. However his idea of soul was balanced between the ancient idea of the soul as divine and the internal, unchanging, private man of Descarte. It was still weighted in favour of the ancient; he believed conscience was born and trained by custom and not an innate personal moral sentiment present to itself, as it became after Descarte. Montaigne denied any inner identity that could reflect on itself because he believed (as the Ancients) that it could not be stabilised enough from the onslaught of external event causing passions and disorder away from God’s universality. He saw two selves – the ordered public self embodied by the monarchy and public officials; and the private self characterised by disordered passions.
Until the 16th Century, this ordered public sphere was reasonably stable. However the 16th Century brought unparalleled loss of external order – civil wars, famines, loss of feudal bonds, breaking down of the monarchy – and this created a growing tension in the sense of self definitions. The question is unanswered - what came first – the breakdown of social norms and expectations or the growing sense in the West of a definition of oneself as a self determining, wilful individual with choice and intent.
The 17th Century saw a response to the societal breakdown in a changing definition of personhood. There was a growing sense of a wilful, singular individual who could act in isolation and not only in and through social interaction. For the Ancients, the only way of discovering the true nature of man was through social dialogue; social intercourse defined the individual. For Aristotle, man’s idea of ‘self’ were seeds placed there by God and only through inquiry could the true self, the divine, be uncovered.
Descarte (1596-1650)
And so to Descarte. Descarte didn’t create the precurser to ideas of the odern self. Rather he reacted to and exemplified the changing society and mirrored its social disarray. Had society not been in disarray, his cognito may have led to community still being the outcome of his definition. Instead cognito led to a continuing separation of persons away from community and in to individual subjects. Free will was central to his thinking – the ability to act well when reason was clear; a will that could abstain from believing things (even in God); a will that was equivilent with God’s will; a will that exempts us from being subject to him. Man had a rational mind that could reflect on itself, as well as passions that were not seen as 'bad'. This was a radical shift away from religion and community. This divided subject from community and was the start of the modern self interested thinking of today.
Seigel, J. (2005) The Idea of Self. Thought and experience in Western Europe since the Seventeenth Century. UK: Cambridge University press.
Jerrold Seigel in his book “The Idea of Self” offers a detailed and thorough overview of the main elements of the ‘self’ which thinkers from Pre Greek to present day have been grappling with in an attempt to reach a more complete understanding of what it is that distinguishes you from me and everyone else; what it is that portraitists have been aiming to capture as that special distinguishing element in the portraits that have been created throughout human history. Essentially the ‘self’ has been sought by philosophers in varying degrees within the three elements of an individual - the body, the relationships and the reflective ability.
“One reason why human selves must be reflective is precisely because they are simultaneously corporeal and relational. Since they are both they can never be wholly one or the other; they must take a certain distance from each, which is the capacity that reflectivity brings” (pg 17, 2005)
Portraits through the ages have reflected this preoccupation.
Plato and Neo-Platonists saw the essential defining element of the individual as that which survived earthly life. Bundled with this soul came the corporeal and relational, making up a cosmic integrated whole: an idea that would be taken up by later Christians.
Descarte later separated the reflective from the body and social with his famous sentence “I think therefore I am” Philosophers and artists since have been speculating on the proportions and modes of action of these three elements that make up a complete picture of an individual without really changing the three core elements of body, reflection and relational.
Nietzsche and Heidegger recast and renamed the elements to suit their ideas, to appropriate their powers under other designations. The postmodernists such as Foucault, Derrida and Barthes again recast the elements essentially claiming that the very reflective powers that human individuals consider offer them free agency are actually constructed by the very society and culture that restricts them. Our reflective ability does not lead to a freedom of thought and self-definition, rather we as human individuals are largely and determinably relational with little freedom. Foucault states ”What was formally a visible fortress of order has now become the castle of our conscience” (“Madness and Civilisation”, trans, Richard Howard New York, 1965, pg 21) Derrida and Barthes carried this focus on the forces of society and the language that society speaks and writes, to control our thinking and creation, into his essay “ The Death of the Author” (1977). He states “The text is a tissue of quotations drawn from innumerable centres of culture” (pg 147) thereby claiming that there is no individual author or creator behind the work of creation, it is rather, a creatin of the social culture within which he exists". He could just as easily have stated “The portrait is a tissue of quotations…”, as is the subject of the portrait.
Whatever tissue of quotations we choose to inhabit, whether it be an idea of self and the artist as largely determined by thought, society or biology, artists have sought to illustrate the physical characteristics of the face and body in some form. Many have included within the limitations of the medium, an illustration of the relationship of subject to their family, their cultural and social interactions, their shared connections, values, language, idioms - in other words, what our lived world allows us to be and what we choose within those strictures; and finally our reflective ability – our capacity to stand apart from ourselves to observe our bodies, our relationships and a deeper sense of active consciousness seeking answers to the questions of who we are or are not.
Transactional Analysis:
Berne, E. (1961). Transactional Analysis in Psychotherapy. Castle Books
Transactional Analysis or narrative theory, is particularly interesting to me as a digital time based portraitist, as a way of revealing the identity of a subject as they, through their recorded stories, define themselves. Berne and others, talk of the ego states and how their expressions create our “life script” or the story that defines us. Much like a film script, this story directs our self definition and our reactions to the blocks that are placed in the way of fulfilling our ‘script’. Our early experiences and dramas create our ‘protocol’. This later solidifies into the ‘script proper’. The ‘script proper’ must at times be compromised by actual reality and this becomes the ‘adaption’. The adaption is what we play out in real life.
Burbea, R. (2014) Seeing That Frees. Hermes Amara Publications.
A Buddhist view of narrative theory is offered by Burbea. We are essentially empty – there is no ‘self’. However there are times we need to access ourselves as individual and different to another ‘self’. The way we do this is to create stories about ourselves; the story we tell and the identity we adopt go together and effect how we define ourselves. Because they are only stories, they are, if we allow it, in continual flux, and at any moment, we can adopt another story, another ‘self’.
THEORISTS
Barthes, R. (2000) Camera Lucida (2nd ed.) London: Vintage
Barthes discusses a person’s ‘air’; “the 'air' is not a schematic, intellectual datum, the way a silhouette is. Nor is the air a simple analogy – however extended – as is “likeness”. No, the air is that exorbitant thing which induces from body to soul – animula – little individual soul, good in one person, bad in another.” (pg 107-109)
How do we capture it in a portrait? Is this what makes a ‘good’ portrait?
Barthes, R. (1977) The Third Meaning and The Death of an Author. in Heath, S (ed, Tran) Image, Music and Text. London: Fontana.
In Barthe’s post structuralist essay Death of the Author, he talks of how the text (or creation) is merely a tissue of quotations drawn from the innumerable centres of culture. We are not individual subjects, rather we are mere vessels to channel the culture and society we live in. “a text is made of multiple writings, drawn from many cultures and entering into mutual relations of dialogue, parody, contestation, but there is one place where this multiplicity is focused and that place is the reader, not, as was hitherto said, the author…..the birth of the reader must be at the cost of the death of the author” (pg 148)
Barthes discusses the third meaning in film and image; the one that is “one ‘too many’, the supplement that my intellection cannot succeed in absorbing, at once persistent and fleeting, smooth and elusive,…the obtuse meaning” (pg 54) and
“Obtuse meaning is discontinuous, indifferent to the story and to the obvious meaning.” (pg 61)
I’m intrigued by this idea, particularly as it relates to film and sound. It makes clear (or obtuse) the way a film, image or sound can create a ‘tone’ that carries meaning without there being any ‘obvious’ significance. He goes on to quote Eisenstein
“Art begins the moment the creaking of a boot on the sound-track occurs against a different visual shot and thus gives rise to corresponding associations. It is the same with colour: colour begins where it no longer corresponds to natural colouration…”
(pg 61)
Barthes explains that in these instances, “the signified is not filled out – it keeps a permanent state of depletion” (pg 62) The obtuse meaning is the third meaning that sits past narrative and language.
Baudrillard, J (1988) Simulcra & Simulations in Poster, M (ed) Selected Writings
(pg 166-184) Stanford University Press
This essay by the post structuralist Baudrillard, has relevance for the pursuit of a likeness in portraiture. He postulates that in our post modern times, copies, or simulacra, are more real than reality. In fact, there is no reality, only simulacra. Prior to this there were two other time periods. In the pre-modern era, reality existed and the simulcra were place makers for the real thing. In the Industrial era, the connection between the copies and the real thing began to break down because with mass production and commoditisation, the sheer number of copies made the copies more ‘real’ than the original.
Where does this leave portraits in the post-modern 21st century?
Simulcra now have no reality to begin with; the originals, if they still exist, no longer have any meaning or import. We live with a procession of simulacra; our real world has been rendered unreal and meaningless through the saturation of simulacra or copies. Warhol’s portraits are a prime example.
And on a deeper level again we could be questioning the very existence of that essential identity in each human being; is there, in fact, anything real to be represented or is every moment of reality, including our essential selves, merely a "model of a real without origin or reality" (p166) a "simulcrum" as Jean Baudrillard contends. "Representation starts from the principle that the sign and the real are equivilent" (p170) that the sign could exchange for something with meaning. But Baudrillard contends images or representations themselves are "murderers of the real" (p169-170), never again able to exchange for what is real in a never ending ungrounded circle.
A dark view indeed but one that perhaps sums up the world of the virtual identities of social media, the avatars, the photo-manipulated reproduced images, the "fake news" and "alternate facts" of the small worlds of multitudes of simulcra that are the reality of the 21 Century.
Berger, J (1972) Ways of Seeing. BBC & Penguin Books
A work based on the TV series from BBC - almost ‘pop’ philosophy but none the less, very insightful look at traditional portraiture and the changes wrought in the 20th Century with the use of the camera and film in particular. The first chapter is acknowledged to be based on the ideas of Walter Benjamin (1970) in his work “The Work in the Age of Mechanical Reproduction”
Berger maintains the camera allowed a completely different perspective on art and time – it changed the way we ‘see’. During the Renaissance, perspective directed the eye to a single spot – the eye of the viewer. The viewer’s single eye is the centre of the visible world and like a reversed lighthouse beam, the viewer directs his gaze in to the perspective point rather than out. In this way the viewer, like ‘god’, becomes the arbiter of reality.
The camera changed that. The camera freed the viewer, the artist and the subject from time and space and all points could be seen at once and simultaneously.
“The camera…isolated moments and destroyed the idea that images were timeless.” (p18, 1972) “Every drawing or painting that used perspective proposed to the spectator that he was the unique centre of the world. The camera, and more particularly the movie camera – demonstrated that there was no centre” (p18,1972)
This was reflected in paintings – the Impressionists and particularly the Cubists enabled the viewer to see all sides, including the in-side, and moments at once. Perspective was no longer centering the viewer as the single eye and more important than external likeness was the ‘inside’ of the subject, the feeling, the tone.
In the Renaissance, paintings signaled the wealth and status of their subjects by confirming the possessions, both material, spiritual and mental, that a man possessed. This was a time of new money. In the past portraits celebrated the wealth of people whose status was fixed by the social order, divined by god. Now, the Renaissance saw the rise of the merchant class, the new moneyed. He discusses Holbien’s The Ambassadors, saying it is painted in such a way that we can almost touch the luxurious goods and fabrics as well as move in to an intimate closeness to the subjects themselves. However their gaze and stance insists on a formal distance. With a camera, it is less easy to mark this formal distance – the camera immediately brings us to the same status, the same place, and allows intimacy, even to the point where reproductions of portraits can be simultaneously displayed on the walls of hundreds of homes.
Rembrandt defied this tradition and in his later self portraits, found a way to express a truth about himself using a medium which had been traditionally developed to exclude such intimacy.
Hollander, A. (1989) Moving Pictures. (3rd ed.) USA Harvard University Press
The idea of Barthe’s third meaning brings me to the related ideas of Anne Hollander. Her contention is that painters that work with light and tone leave room for the personal imaginings of the viewer; leave room for the third meaning to be suggested. It is these paintings that highlight moments rather than impose; they imply that more is going on than is in the frame. It is particularly the painters that worked with chiascuro in the Renaissance – the Northern painters – Van Eyck, Holbien, Da Vinci, Van Dyck, as well as Rembrandt, Velaquez, Degas, Goya, Caravaggio, Singer Sargent, Eakins.. etc.
Italian renaissance artists such as Botticelli and earlier Medieval artists created a theatrical tableau that revealed all in bright light and so left nothing to be imagined by the viewer. It is the skill of their brush strokes and the traditional form they were locked into that creates meaning; a meaning that is forced upon us, rather than later painters that used light to highlight, not impose; that suggest something but not demand that we see it. In this way it is implied there is more going on within and outside the frame, and possibly even suggests a passing of time. Light is the primary animator of feeling, not the tableau of objects placed within a frame.
Documentary Film Theory:
Film's problematic dialectic between the claims of scientific evidence based reality and the subjective expression of art, mirrors that of high art portraiture. Looking at the history of film and film theorising, we can see the issues argued in a concertinaed version; a dialectic that plays out over a hundred years instead of five hundred years
Arthur, Paul. (2003) No Longer Absolute: Portraiture in American Avant-Garde and Documentary Films of the Sixties. in Rites of Realism. Margulies, I. London & Durham: Duke University Press
Outlines documentary portraiture from its first flowering in the 1960s. Distinguishes between portraiture and biography
"the stress is always on the performance of piquant stories rather than on a diachronic, inclusive unfolding of biographical information... (and that) there is an implicit, frequently foregrounded, reciprocity between the act of filming (and editing) and a subject's enactment of self before the camera." (p96)
Also between direct cinema and cinema verite and Avant-Garde filmmakers who didn't have the realism imperative, rather used subjectivity, intimacy and non-diegetic sound to create portraits whereas DC and CV both have an imperatve to reality and well as a need more often, to portray celebrities.
Discusses ARTISTS
Shirley Clarke Cinema verite
Brakhage avant garde
"The first simple, daily impulse to make it was to SEE my children - to see them as something much more than mine - to begin a relationship of better seeing, or entering their world" (cited in P. Adams Sitney "Autobiography in Avant Garde Film reprinted in The Avant Garde Film: A reader of theory and Criticism New York: NY University Press 1978) Arthur see Brakhage as being linked to both the avant garde and verite filmmaking.
Warhol avant-garde subversion of both art and film portraiture
Good for Methodology
Great quote from Gertrude Stein. She, according to Wendy Steiner (Exact Resemblance to Exact Resemblance: The literary Portraiture of Gertrude Stein New Haven Yale University Press 1978 p183) was well aware of similarity between her literary method of portraying and cinema "I was doing what the cinema was doing, I was making a continuous succession of the statement of what a person was until I had not many things but one thing" (p176)
John Welchman contends it is the face "that has shaped the very conditions of visuality" and has "emerged as Modernism's token for the whole inheritance of Pre-Modernism's humanism" (John Welchman "Face(t)s: Notes on Faciality" Artforum 27:3 Nov 1988 :131)
In contrast to the contested and subverted area of facial re-presentation film portraiture has emerged in the post-modern era to "reconfigure the face as the hub of shifting, performative expressions of transient identity"(Arthur p114)
Benjamin, W. (1997 original 1928) A Small History of the Photograph. in One-Way Street. Jephcott, E & Shorter, K (trans) London New York: Verso
This book is indeed a short history with his characteristic view of photography as at once a revealer of secrets and at the same time, by means of its reproduction, stripped of its uniqueness and reduced to approximation.
"Photography, with its devices of slow motion and enlargement, reveals the secret.... Details of structure, cellular tissue, ... all this is in its origins more native to the camera than the atmospheric language or the soulful portrait." (p243)
He sees a difference between the first photograph which holds an aura (like Barthes) and the endless reproductions
"The stripping bare of the object, the destruction of the aura, is the mark of a perception whose sense of the sameness of things has grown to the point where even singular, the unique, is divested of its uniqueness - by means of its reproduction" (p250)
He talks of the importance of the caption on a photograph, the thing that turns all relationships into literature and without which, the photograph may remain meaningless.
"The camera is getting smaller and smaller, ever ready to capture fleeting and secret moments whose images paralyse the associative mechanisms in the beholder. This is where the caption comes in. whereby photography turns all life's relationships into literature, and without which all constructivist photography must remain arrested in the approximate... Will not the caption become the most important part of the photograph?" (p256)
Benjamin, W. (1936) The Work of Art in the Age of Mechanical Reproduction . Underwood, J A. (trans) London: Penguin
He talks about the importance of the caption in reproduced photographs
"...the caption became obligatory. And clearly this possessed quite a different character than the title of a painting. Shortly afterwards, the directives that the viewer of pictures in illustrated press receives via caption became even more precise and imperious in film where the way in which each individual image is apprehended appears to be dictated by the sequence of all that has gone before" the edit (p15)
"The filmic portrayal of reality is of such incomparably greater significance to people today, because it continues to provide the camera-free aspect of reality that they are entitled to demand of a work of art precisely by using the camera to penetrate that reality so thoroughly." (p26)
"Compared to painting, it is the infinitely more detailed presentation of the situation that gives the performance portrayed on the screen it greater analysability"
The filmmaker with close-up, slow motion, can explore in new ways environments we thought we were familiar with and offer expanded views of these places, structures, psychologies and relationships. With its "plunging and soaring, its interrupting and isolating and stretching and condensing ... the camera can show us the optical unconscious, as it is only through psychoanalysis that we learn of the compulsive unconscious" (p30)
This issue for Benjamin is that with this finely structured and detailed filmmaking, our thoughts are directed. Unlije a painting where the viewer has time to contemplate their own thought processes, the fil doesn't allow it.
"Scarcely has he set eyes on it before it is already different. It can't be pinned down" (p32)
Benjamin see this in its political ramifications as the perfect tool for politicising the masses
Blunck, A. (2002). Toward Meaningful Spaces in New Screen Media, Reiser, M. & Zapp, A. Karlsruhe : Bfi Publishing
Blunck discusses alternative cinema, expanded cinema, immersive cinema and synaesthesic cinema. She proposes to see films freed “from their window frame” to become a full bodied sensation.
Corner, J. (1996) The Art of Record: A Critical Introduction to Documentary. Manchester & New York: Manchester University Press
Corner offers similar critiques as Manh-ha, Renov and Winston.
"That in the interests of maximising audiences, (and profits) television documentary is essentially a part of the 'entertainment' industry and thereby 'generically' lacks the investigative energy and argumentative rigor to offer 'proper' critical analysis" (p24)
and
Just how much actuality might we expect to survive the creative treatment? ...Commitment to a practise of minimal intervention in the direction of the pro-filmic does not address the question of how much the presence of a film camera effects the pro-filmic event. Nor does it address the question of the authorial function of editing where raw material is turned in to narrative and explanation.
He calls for a reconstruction of SUBJECTIVE documentary.
"...to show its hand more openly to its audience" (p25)
Brian Winston switches attention to the viewers. No longer do doco makers claim a quasi scientific indexical connection, rather it is the responsibility of the viewer to determine for themselves what most corresponds to their experience of reality. (1995, Claiming the Real. London, British Film Institute)
Comment: This is a dangerous idea when we are dealing with an art form that still claims to be 'factual' Documentary is highly invested in appearing to be such. I would suggest instead, take a quantum shift and move documenting into the realm of art practise, divest its dependence on copying reality and relax in its subjective non-reality.
Eisenstein, S. (1943) The Film Sense. Jay Leyda (trans) London: Faber & Faber
Eisenstein was the articulate, perceptive first theoretician exploring montage and meaning. Starting with the basic, any two facts, objects, words (e.g. Lewis Carroll Hunting of Snark) when placed together create a new meaning not necessarily in any of the two elements when viewed alone. “Two film pieces of any kind placed together, inevitable combine into a new concept, a new quality arising out of that juxtaposition” (p14) Eisenstein, from this basic idea, developed a complete thesis exploring the conveying of meaning and feeling via film. His central tenet is that film must evoke a process in the viewer, not give a final representation. The story character feeling must not be presented as a fixed, ready-made, a-priori given but must “arise, develop, grow into other feelings – to live before the spectator” (p24)
Eisenstein, S. (1949) Film Form: Essays in Film Theory. Jay Leyda (trans) New York: Harcourt, Brace and World Inc.
For me, in this collection of essays comes Eisenstein’s most significant ideas revolving around the “fourth dimension” as it is evoked through “overtonal montage” and its parallels in music and sound. Eisenstein says he discovered the idea of “overtonal montage” and the 4th dimension when editing his film “Old and New” He edited large parts in opposition to the “dominant” indication; that is, meter, storyline, rhythm, basic emotional tone. Instead overtonal montage creates structures that are “a-dominant”. Overtones in the visual have a direct relationship to overtones in music (particularly the overtones heard unconsciously) The visual overtone is not apparent in the still nor is the aural overtone written in the score. Both only emerge in the process or progress of time and actuality (my words) He says both are perceptions yet one cannot say “I hear an overtone” nor “I see a visual overtone” Rather it is “I feel”
The overtonal montage is a tonal montage (ie, one based on the dominant emotion). However it is at the far end of the scale. Rather it is based on the ‘a-dominant’ emotion – the hidden, deep unconscious emotion that unfolds in time and process.
From this editing style can emerge the 4th dimension; the one rooted in time (process not stasis) “There is no more common-place statement than that the world in which we live is a four dimensional space-time continuum” (p70)
The fourth dimension is when we move past music as ‘heard’ and image as ‘seen’ and into the visual and aural as ‘felt’. (my words)
Hall, S. (1993) Encoding, Decoding. In The Cultural Studies Reader During, S (ed) London: Routledge
Encoding is the creation of media texts.
Decoding is the reception of media texts…for what that’s worth.
Metz, Christian (1985) Photography and Fetish in October, Vol 34 (Autumn) MIT Press pp81-90
A good description of the difference between film and photography.
"What is indexical is the mode of production itself, the principle of the taking. And at this point, after all, a film is only a series of photographs. But it is more precisely a series with supplementary components as well, so that the unfolding as such tends to become more important than the link of each image with its referent. This property s very often exploited by the narrative, the initially indexical power of the cinema turning it frequently into a realist guarantee for the unreal." (p82)
A great quote explaining the difference that the addition of sound makes to film...
"Film 'includes' photography: cinema results from an addition of perceptive features to those of photograpy. In the visual sphere, the important addition is, of course, movement, and the plurality of images, of shots. The latter is distinct from the former: even if each image is still, switching from one to the next creates a second movement, an ideal one, made out of successive and different immobilities. Movement and plurality both imply time, as opposed to the timelessness of photography, which is comparable to the timelessness of the unconsciousness and of memory. In the auditory sphere - totally absent in photography - cinema adds phonic sounds (spoken words), non-phonic sound (sound effects, noises and so forth) and musical sound. One of the properties of sounds is their expansion, their development in time (in space they only irradiate), whereas images construct themselves in space. Thus film disposes of five more orders of perception (two visual and three auditory) than does photograph, all of the five challenging the powers of silence and immobility which belong to and define all photography, immersing film in a stream of temporality where nothing can be kept, nothing stopped." (p83)
He goes on to talk about the relationship to death and the photograph - something that film does not have - because of the silence and stillness of photos.
Because of the movement of film,
"Film gives back to the dead a semblance of life" (p84)
Also he says film is more 'believable' because of its movement and time
"...film is able to call up our belief for long and complex dispositions of actions and characters... or of images and sounds... to disseminate belief; whereas photography is able to fix it, to concentrate it, to spend it all at the same time on a single object....Where film lets us believe in more things, photography lets us believe more in one thing" (p88)
Minh-ha, T, T. (1990). Documentary Is/Not a Name in October, Vol 52 (Spring) pp76-98: MIT Press
Minh-ha offers a deconstruction of the documentary form. Traditionally documentary and photography, strived for the its instrument, the still and moving camera to be considered a scientific instrument; to truthfully record reality as it happened; and to create faithful indexical representation of the object 'out there'. Grierson's defined the documentary form in the 1930's as "the creative treatment of actuality", or Dziga Vertov's definition as "Camera -Truth"; the early Realist Documentary makers or American Direct Cinema - saw the documentary form as being pure observation without any subjective intervention of the film maker and the Cinema Verite allowed for the observation to be one that belonged to the film maker, but still with little or no subjective reflection. This came about with the development of smaller hand held cameras and synch sound enabling realist observational cinema as opposed to the Grierson reconstruction practises forced on them by the equipment.
Documentary has developed again since these early days into what we see most often - the Expository Mode - with an emphasis on verbal commentary and argument, talking head interviews and historical 'real' footage. As Grierson explains again documentary is charged with "opening the screen on the real world" for filming "the living scene and the living story'. This ideal form continues to be the form most offered for mass consumption on TV and other media.
The post modern critique of documentary form comes down to two factors - the critique of documentary's claimed evidentiary quality and the institutional influence on documentary.
Documentary film theory is very caught up in the dialectic between realism/truth and reflection. Capturing the real or the truth is the imperative of the documentary maker. How one gets there creates the debate ... Pure observation, cinema verity or methods favouring self reflection. These are the most contentious and cause the most debate. These are market driven.
This is why this form continued to remain so resistant to change. It comes down to a few factors and one of the biggest is economic. As she says
"In a completely catalogued world, cinema is often produced, induced and extended according to the regime in power" (p76)
This translates as the form of documentary making most likely to be funded by funding bodies; most demanded by broadcasters largely because of advertisers requirements, and most expected by viewers.
"It puts the social function of film on the market. It takes real people and real problems from the real world and deals with them. It sets a value on intimate observation" (Minh-ha's emphasis)( p79)
Film festivals and festival prizes also, from my own direct experience as well as statistically, favour documentaries in this style, where the quality of the film is judged by the subject matter and the film maker's, often simplistic, capturing of that reality, rather than other aesthetic and philosophical considerations. It is the films that give voice to the voiceless in a way that reduces the voice to an easily consumed 50 minute TV format that most capture the attention, the funding and the prizes.
Yet so rarely is that authoritative and truth-telling voice of the documentary film maker questioned or challenged and this is because of the very nature of documentary is seen as being a representation of "reality".
"The result is the advent of a whole aesthetic of objectivity and the development of the technologies of truth capable of promoting what is right and what is wrong in the world...This involves an extensive and relentless pursuit of naturalism across all the elements of cinematic technology." (p80)
Of course, at the core is the Cartesian view of the duality of 'inside/outside'; 'mind/body' Film is believed to capture what is 'out there' for us 'in here'. And yet it is this very structure that sees the documentary camera as a recorder of objective truth that allows for subversion of the image and delusion of the viewer. Evidence is evidence whether the viewer is aware that the observing eye is objective or subjective, it appears irrefutable, and more often than not, the viewer is not aware.
When the instrument (the camera) is enshrined as the ideal of transparency the link between the image and reality can very easily shrink to the point of unreality. While lack of veracity is obvious (or provable) if the camera itself is lying, there are two other major points at which manipulation can occur - the film maker's mind (in choosing, framing and editing shots and providing the narrative voice over) and the documentary form itself which is founded on the expectations of the audience, which in turn is created by the film industry in a circular self-perpetuating system.
"For this reason one cannot simply say that the documentary film portrays facts. It photographs isolated facts and assembles them from a coherent set of facts according to these. All remaining possible facts and factual contexts are excluded. The naive treatment of documentation therefore provides a unique opportunity to concoct fables" (Alexander Kluge, as quoted in Alexander Kluge, A Retrospective, New York, The Goethe Institutes of North America, 1988, p4)
And as long as institutions discourage and de-fund documentary films that include reflectivity of the world and the form itself, the documentary can keep its strictures and the manipulation of its content hidden.
Minh-ha calls for a documentary form that is free from the tyranny of meaning and the false reality which is the subject of that meaning.
"Meaning should neither be imposed or denied. Although every film is in itself a form of ordering and closuring, each closure can defy its own closure, opening to other closures thereby ...creating a space in which meaning is fascinated by what escapes and exceeds it." (p96)
My Comment: Radical views in documentary such as this one, show how film makers are trying to get closer to the ideal of art practise, that is, where the artist's hand is obvious and applauded; in fact the stronger is the presence of the artist's subjective view, the more lauded the art work.
While art, at various stages in its history, has been driven by the economic imperative of patronage, certainly in the 20 Century, with the beginning of independent government funding bodies, art has been able to wrest itself in some ways, from being tied to sources that would strongly direct the final work. Unlike the production of film, creating small, independent art work is affordable and hence able to be created without major financial support. Larger works are the exception but even here, the major sources of funding are private benefactors with an interest in art in its pure form, or as i said, government funding bodies ideally with no agenda beyond the support of art in its pure form.
Art is therefore able to take space for aesthetic and philosophical considerations and such musings are considered its major 'reason for being'. The artists aim is self-expression. Possibly the portrait painter less so because there is the imperative for a good likeness; a true representation, but none the less the good likeness and personal input from the artist themselves is important in equal measure.
My methodology is to start from the other side...to come from the long historical context of art making rather than the short history of film making and slowly inch my way toward an outcome that allows for the openness to discover spaces where meaning can play around the edges of what escapes.
Nichols, B. (2010). Introduction to Documentary, Bloomington & Indianapolis: Indiana University Press
This book is a basic introduction to the theory of documentary - early definitions; the development of documentary to present day focusing on its various forms and the strengths and limitations of each. This book approaches the documentary form in the more traditional sense from the Cartesian model, first quoting Grierson "the "creative treatment of actuality" and adding his own
"Doco films speak about actual situations or events and honour known facts; they do not introduce new, unverifiable ones. They speak directly about the historical world rather than allegorically" (p7)
He says docos are about 'real people' the 'real world', 'what happens in the real world', 'real facts'.
He outlines 6 modes of documentary which are still used today:
Poetic: emphasises visual associations, tonal or rhythmic qualities, descriptive passages.
Expository: Verbal commentary and argumentative logic. The most common mode.
Observational: Direct Cinema or Cinema Verite - direct and unaltered observation.
Participatory: emphasises interaction with the filmmaker and subject...interviews, conversations.
Reflective: calls attention to the process and conventions of film making itself; to its construction like 'The Man with a Camera"
Performative: emphasises the subjective or expressive aspect of the filmmakers own involvement with the subject.
My Comment: Documentary theory privileges the form of the media as opposed to high art portraiture which privileges content with the form of expression being merely to best serve the content.
He says a doco's images and sound (like a photograph) is an 'indexical' copy so it forms evidence. The fact that unlike photography, it also records movement and time, it is as film theorist Christian Metz noted in the 1960s, means it duplicates reality. However, it is more than that, it is an interpreting of those images and sound.
This poetic experimentation began in the early avant-garde films - Hans Richter, Viking Eggeling, Joris Ivens, Bunel etc. Many artists of the time took to film - Duchamp, Dali, Man Ray etc. The Soviet's Eisenstein and Vertov's man with a camera and Ruttmann's Berlin: Symphony of a City; for their poetic expression looked to montage. As Eisenstein says
"Absolute realism is by no means the correct form of perception. It is simply the function of a certain form of social structure. Following a state monarchy, a state uniformity of thought is implanted." (Film Form: Essays in Film Theory, Jay Leyda ed p 35)
And montage was the answer - however it was even more open to corruption, manipulation and control.
The three modes most relevant to me are the Reflective; This is what Minh-ha most supports, where the documentary form itself is challenged and revealed as a construct to be de-constructed by conscious methods. This is the area where post modern theory can be explored along the lines of Sherman. Minh-ha's doco Surname Viet Given Name also uses actors to depict non real people. The Poetic: where images and sound aren't even necessarily from the real worl, it can merely be imagery and sound that suggests; and the Performative as the most relevant. It again is a canvas for post modern questioning of the veracity and solidity of knowledge. Meaning is revealed as complex, subjective and embodied. They are not realist, rather they take poetic liberties, unconventional narrative structures and subjective forms of representation.
"The referential quality of documentary that attests to its function as a window on to the world yields to an expressive quality that affirms the highly situated, embodied, and vividly personal perspective of various subjects, including the filmmaker, on that world"(p203)
They "act as a corrective to those film in which "We speak about them to us." They proclaim instead "We speak about ourselves to you" or "I speak about myself to you".
They set out to depict emotional intensities, to make us 'feel' the world rather than explain it factually.
Renov, M. (1993) Introduction: The Truth About Documentary. In Theorizing Documentary. Renov, M (ed) London: Routledge
Renov questions whether truth is possible in documentary and quickly comes to the conclusion that reality in documentary is "subjected to the heat and pressure of the creative imagination" and can no longer be considered as reality. It can however , be seen as truth in the context of Derrida's contention that "truth" and 'Reality" should be disengaged. "What is neither 'true nor 'false' is reality" In other words, both truth and non-truth entail speech which implies a speaking subject and is thus constructed, unlike reality which. although it is cognitively constructed, it entails no spoken assertion. Reality simply 'is'. So documentary, like all discursive forms, is fictive.
Renov quotes Hayden White
"every mimesis can be shown to be distorted and can serve, therefore, as an occasion for yet another description of the same phenomena. This is because "all discourse constitutes the objects it pretends only to describe realistically and to analyse objectively" (p7) ("introduction: Tropology, Discourse and the Modes of Human Consciousness. in Tropics of Discourse: Essays in Cultural Criticism Baltimore: The John Hopkins University Press, 1978)
"Truth's passage (with truth understood as propositional and provisional) is thus qualitatively akin to that of fiction" (p7)
Renov quotes Andre Bazin (The ontology of the Photographic Image) in the 1940 and 50's was a advocate of the reality of film where the indexical sign (image) IS the referent (object). He wrote
"The photographic image is the object itself, the object freed from the conditions of time and space that govern it. ...it shares by the very process of its becoming, the being of the model of which it is the reproduction; it IS the model" (What is Cinema trans Hugh Gray. University of California Press, 1967)
But Renov says, four decades later, in the wake of TV ads which trade on their documentary look, reality TV that purports to be Direct Cinema; state sponsored documentaries persuading various lines of government policy, belief or behaviour; no one can really believes what looks like a documentary is necessarily a visual guarantee of authenticity. As well, always the problem of selection intrudes (angle, shot, framing, editing) The results are mediated (both in reality and via language).
Documentaries without an obvious voice or rhetoric are even more covertly unauthentic.
As Barthes says
"At the level of discourse, objectivity, or absence of any clues to the narrator, turns out to be a particular form of fiction, the result of what might be called the referential illusion, where the historian (filmmaker) tries to give the impression that the referent is speaking for itself...historical discourse does not follow reality, it only signifies it; it asserts at every moment; this Happened, but the meaning conveyed is only that someone is making that assertion. " (Barthes Historical Discourse in Introduction to Structuralism. Michael Lane (ed) New York: Basic Books Inc. 1970 p154)
Weibel, P. (2002). Narrated Theory: Multiple Projection & Multiple Narration (Past and Future) in New Screen Media, Reiser, M. & Zapp, A. Karlsruhe : Bfi Publishing
Weibel gives a good overview history of contemporary developments in narration via new screen technologies such as multiple projection, renunciation of the single narrative screen of commercial cinema. He talks of the use of sound and music to expand, destroy and develop new ways of expressing narrative.
Winston, B. (1993) The Documentary Film as Scientific Inscription. In Theorizing Documentary. Renov, M (ed) London: Routledge
Winston talks through the history of realist documentaries. Traditionally documentary and photography, strived for the its instrument, the still and moving camera to be considered a scientific instrument; to truthfully record reality as it happened; and to create faithful indexical representation of the object 'out there'. The early Realist Documentary makers, while striving for 'truth, because of their equipment, were unable to reach it. Dziga Vertov's defined documentary as "Camera -Truth"
Grierson's defined the documentary form in the 1930's as "the creative treatment of actuality", which was a more accurate definition given that it wasn't possible to discreetly film subjects with the large equipment. It was rather, 'reconstructed truth'.
"...we pass from the plain descriptions of natural material, to arrangements, rearrangements and creative shapings of it"(p20) and
"You photograph the natural life, but you also, by your juxtaposition of detail, create an interpretation of it" (Both from Hardy, F. (ed) 1979 Grierson on Documentary. London: Faber p.22-23)
With the development of smaller hand held cameras and synch sound realist observational cinema became possible and the Grierson reconstruction practises were questioned. American Direct Cinema saw the documentary form as being pure observation without any subjective intervention of the film maker and the Cinema Verite of the 60's allowed for the observation to be one that belonged to the film maker, but still with little or no subjective reflection.
Post modernism has changed it all.
"Just as documentarists finally got the equipment to illuminate, as they supposed, the real world of verifiable data, the world was denied them and they were instead revealed as the constructors of particular ideologically charged texts par excellence."(p55)
Documentary sits in the same place as portraiture where undoubtedly the main issue since post-modern thinking, is the question of realism. For both art forms, mimetic representation is conflated with the reality or truth of the referent. In documentary film even more so because the work is being presented not only with mimetic image, but with evidence in the form of archival and seemingly accurate image capture, and revelation in the form of contextual interpretation of the image. Hence, film becomes, like portraiture, the perfect place to question the authority of this notion. The fragmenting and deconstructing of the truth of direct observational documentary mirrors that of portraiture. The rise of portraiture as the playground of post-modern artists has run in tandem with philosophical thought around documentary.
Winston, B, Vanstone, G, Chi, Wang. (2015) The Art of Documenting: Documentary Film in the 21st Century. New York, Oxford, London, New Delhi, Sydney: Bloomsbury
This book talks through the changes the digital era of the 21st Century have wrought and the further potentials of this media.
Barthes, in 1977, still believed (with conditions) in the veracity of the photograph:
"What does the photograph transmit? By definition the scene itself, the literal reality...Certainly the image is not the reality but it is its perfect analogon and it is just this analogical perfection which to common sense, defines the photograph" (Barthes Image, Music, Text, 1977, p17)
But now, in the 21st Century it is in the age of the 'photoshopped' image, this is no longer the case.
"The photograph's image must now be moved in the direction of the symbolic on the continuum from signs 'physically forced to correspond point by point with nature' to abstract symbolic visual modes of representation. Trust in the photographic image is not thereby being denied, only that its increasingly unsafe basis is being warned against." (p19)
In the present day, unlike last century, artistic subjectivity is just as legitimate as the earlier ambitions and claims of documentary to be scientifically objective.
They talk of the changes brought about by ease of creating footage to professional standard, and yet, the industry is still demands a standard form of documentary limiting the full potential of the new means of production.
"Audience intolerance and departure from the norms of cinematic discourse remains a hinderance supressing the full radical potential of the technology" (p43)
There's an interesting chapter (4) on what could be called documentary portraiture. They discuss the performatoive aspect of direct cinema filming relating it to Goffman in "The presentation of Self in Everyday Life" who sees all social interactions, as being a performative construction responding to external stimuli. Of course, the presence of a camera would only intensify this performance.
Chapter 5 talks through various of these documentaries.
These authors hold with Corner's idea that ultimately "only the spectator - the audience - can finally determine documentary value." (p30)
"The spectator is the third personage in the act of documenting, assessing authenticity, and deconstructing meaning, expecting information. Their interactivity with the film conditions it; they influence the documentary as much as it does them." (p174)
As such, it is their responsibility to determine the truth or otherwise of the facts. Caveat emptor...buyer beware. I disagree - it is the responsibility of the filmmaker to allow space for the viewer to raise questions. this doesn't happen in many, particularly Expository documentaries where the text is closed and the voice emphatically declaring what they are seeing and hearing to be fact.
Winston, B. (2008) Claiming the Real: Documentary: Grierson and Beyond. London: Palgrave MacMillan on behalf of British Film Institute.
An excellent and detailed history of documentary film and theory from Grierson in Britian from the 1920's through to the late 50s and is credited with coining the word 'documentary' in 1926 in reference to the 'documentary value' of a film he was reviewing.
Winston talks through the history and the constant dilemma of documentary film making - that of cinematic mimesis. Throughout its history, documentary makers have obscured the relationship of its apparent scientific depiction of reality and its artistic privileges, creating a soup of confusion as to its raison d'etre; is it to faithfully record reality of is it to offer an artistic interpretation of reality?
Grierson and his followers certainly ascribed to the 2nd alternative with his oft quoted "creative treatment of actuality" however, in practise, the documentaries that were produced, while employing techniques that were far from objective observations, claimed to be offering the viewers objective reality.
Andre Bazin was to say "Photography is clearly the most important event in the history of the plastic arts." because it freed the arts of the "resemblance complex" (Bazin A, 1967 What is Cinema trans H Gray Berkeley Uni of California Press p16, 13)
Benjamin notes on that point
"Soon film theoreticians asked the same ill-considered questions with regard to film. But the difficulties which photography caused traditional aesthetics were mere child's play as compared to those raised by film" (A Short History of Photography in Screen 1972 spring vol 13 no 1)
Winston goes on to write at length about the unavoidable political bias of Grierson documentaries, both through direct political policy and the funding sponsors at the time. Where 'taking side' was important, docos of this time pretended not to; newsreels were often phonily constructed and or trivialised. He writes in detail about such sponsorship intrusion by Shell, BBC, the Ministry of Labour, the Ceylon Government. the Gas Light and Coke Co etc. (pg100)
With the development, leading in to the 1960s, of smaller cameras that could be handheld and that could record synchronous sound, Direct Cinema or Cinema Verite developed. This style bolstered and amplified documentary's 'truth' claims because now filmmakers could be relatively discreet and begin to film unmediated 'real life' without having to recreate it as the Grierson filmmakers were doing.
"One hundred and thirty years after Francois Atago claimed the camera for science, the documentary purists ...implicitly reasserted that claim on behalf of the lightweight Auricon and the Eclair. In such hands, the camera was nothing more than an instrument of scientific inscription producing evidence objective enough to be 'judged' by a spectator. the claim was that of science" (p152)
It was the time that the intimate documentary portrait flourished, with makers coming into private homes and spaces to record the daily life of people as well as creating intimate self portraits.
The claims of direct observational truth ran into trouble. Editing of this directly shot, unmediated footage was still done with great care, often to bring out the narrative in standard ways. There was no doubt there was a subjective mind behind the camera. Filmmakers at this time tied themselves in miasmic knots with explanations of the self expression of the filmmaker that is trying to record objective evidence - what really is happening. But despite the cinema verite claim that it's possible for a subjective filmmaker to record objectivity, the claim of documentary for the audience was still one of objective truth - the films were 'unsigned'. The French tried to overcome this difficulty by putting themselves into the films.
"Direct cinema, for all its caveats, aspired to be 'a fly on the wall'. Cinema Verite as Henry Breitrose noted (1986. p47) wanted to be a "fly in the soup...visible for all to notice". Cinema Verite might luxuriate in revealing its processes, allowing for a claim that the work is personal, 'signed' and mediated in an open above-board fashion; but the gesture becomes hollow because the spirit of Arago yet hovers over the enterprise urging us to believe that what we see is evidence, evidence of documentarists making a documentary" (p188)
But Winston says, despite thinking Direct Cinema finally solved all the problems related to the claims of documentary to be revealing truth, this thinking, within 2 decades with the coming of deconstructive thinking, was shown to be flawed.
"By the mid-1970s, it was increasingly apparent to some critics... that the new equipment and observational techniques were no more capable of 'actuality' than were the old machines and the business of reconstruction. But without 'actuality' what could the documentary be? Claiming the real was both its essence and its bane." (p221)
At this time, the belief that had held art and philosophical thinking for 500 years, that there was a reality 'out there', a signified, that could be captured identically by a signifier image, was called into question. What was shown to be true was really only seemingly true, and this was particularly so in documentary because of its claims of truth.
"Visual discourse is particularly vulnerable in this way because the systems of visual recognition on which they depend are so widely available in any culture that they appear to involve no intervention of coding, selection or arrangement. They appear to reproduce the actual trace of reality in the images they transmit" (p222) (Stuart hall 1982 The rediscovery of Ideology: Return of the Repressed in Media Studies in Michael Gurevich, Tony Bennett, James Curran, Janet Woolacott eds. Culture, Society and the Media (London: RKP))
He sees the lens culture and the apparatus for photography as being part of Western culture and Bourgeois political culture by it logical extension. The Renaissance era focused on the development of single point perspective in art which locked a viewer into a single viewing point. Perspective was seen as the sole means of representing reality and the single point the only position to view it. In a way, this was felt 'down the line' into politics economics and social relations - there was only one position and viewpoint from which one can see 'truth'. There was no room for imagination. the 'truth' was delivered, pre-packaged and ready-made to a passive audience. The same error was taken up by filmmakers. The common themes of life had become the essence of documentary 'truth' and they were seen as being particularly and destructively bourgeois.
Noel Carroll was one dissenter who believed post-modern ideas to be wrong and that the audience were able to determine the truth or not of what was presented to them on the screen. However he was proved to be wrong himself - documentary 'truth' was alarmingly easy to fake and audiences not as savvy as he was claiming. (p226) As Winston says
"It was, after, the documentarists who traded on the spurious notion of non-mediation, reveling in the adage that the camera could not lie. It was in turn, hypocritical of them after 170 years of such rhetoric suddenly to blame their audiences...for not knowing they were being conned - for not being 'savvy'" (p188)
Winston concludes with the only conclusion one really could reach in teasing out this dilemma - a conclusion that art portraiture came to long ago:
"If documentary drops its pretence to a superior representation of actuality, explicit or implicit promises of simplistic, evidentiary 'referential integrity' will no longer be need to be made... Unburdened by objectivity and 'actuality', film of the real world could be creatively treated without a hint of contradiction. The restrictive boundaries of the observational documentary strictly defined, would disappear" (p290)"
I say...documentary then becomes fiction - created, seen and accepted as such. Like portraiture becomes merely art.